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Case Library
Compiled and redacted by Allen B.Gelbard, Esq.
TABLE OF CASES
OBSCENITY
Roth v. United States, (1957) 354 U. S. 476, 77 S. Ct. 1304, 1 L. Ed. 2d 148 ............................ 1
Kingsley International Pictures Corp. v. New York, (1959) 360 U. S. 684, 79 S. Ct. 1362,
3 L. Ed. 2d 1512 ........................................... 5
Smith v. California, (1959) 361 U. S. 147, 80 S. Ct. 215, 4 L. Ed. 2d 205 ............................. 7
Stanley v. Georgia, (1969) 394 U. S. 557, 89 S. Ct. 1243, 22 L. Ed. 2d 542 ............................. 9
Miller v. California, (1972) 413 U. S. 15, 93 S. Ct. 2607, 37 L. Ed. 2d 419 ........................... 11
Paris Adult Theatre I v. Slaton, (1972) 413 U. S. 49, 93 S. Ct. 2628,
37 L. Ed. 2d 446 .......................................... 15
Pope v. Illinois, (1987) 481 U. S. 497, 107 S. Ct. 1918, 95 L. Ed. 2d 439 ........................... 21
People v. Freeman, (1988) 46 Cal. 3d 419, 758 P. 2d 1128, 250 Cal. Rptr. 598 ............ 23
CHILDREN
Ginsberg v, New York, (1968) 390 U. S. 629, 88 S. Ct. 1274, 20 L. Ed. 2d 195 ............. 26
New York v. Ferber, (1982) 458 U. S. 747, 102 S. Ct. 3348, 73 L. Ed. 2d 1113 ............. 29
Osborne v. Ohio, (1989) 495 U. S. 103, 110 S. Ct. 1691, 109 L. Ed. 2d 98 ........................... 33
Free Speech Coalition v. Reno, (1999) 198 F. 3rd 1083 ........................................................ 35
NONOBSCENITY
Erznoznik v. Jacksonville, (1975) 422 U. S. 205, 95 S. Ct. 2268, 45 L. Ed. 2d 125 ............. 39
Sable Communications Inc. v. FCC, (1989) 492 U. S. 115, 109 S. Ct. 2829,
106 L. Ed. 2d 93 ........................................... 42
CONTENT NEUTRALITY / TIME PLACE AND MANNER
United States v. O'Brien, (1968) 391 U. S. 367, 88 S. Ct. 1673, 20 L. Ed. 2d 672 ............... 45
Clark v. Community for Creative NonViolence, (1984) 468 U. S. 288, 104 S. Ct. 3065,
82 L. Ed. 2d 221 .......................................... 46
Ward v. Rock against Racism, (1989) 491 U. S. 781, 109 S. Ct. 2746,
105 L. Ed. 2d 661 .......................................... 48
R. A. V. v. City of St. Paul, (1992) 505 U. S. 377, 112 S. Ct. 2538 120 L. Ed. 2d 305 ............. 51
Forsyth County v. The Nationalist Movement, (1992) 505 U. S. 123, 112 S. Ct. 2395,
120 L. Ed. 2d 101 ......................................... 54
Crawford v. Lungren, (9th Cir. 1996) 96 F. 3d 380 ........................................................ 52
Colacurcio V. City of Kent, (9 th Cir. 1998) 163 F. 3d 545 ................................................... 61
City of Erie v. Pap's A. M., (2000) S. Ct........................................................ 66
Flanigan's Enterprises, Inc. of Georgia v. Fulton County, Georgia (11th Cir. 2001) 242 F. 3d 976
..................................................... 73
ZONING REGULATIONS
Young v. American Mini Theatres, Inc., (1976) 427 U. S. 50, 96 S. Ct. 2440,
49 L. Ed. 2d 310 ......................................... 76
Renton v. Playtime Theatres, Inc., (1985) 475 U. S. 41, 106 S. Ct. 925,
89 L. Ed. 2d 29 ......................................... 79
Keego Harbor Co. v. City of Keego Harbor, (6th Cir. 1981) 657 F. 2d 94 ........................... 84
C. R. of Rialto, Inc. v. City of Rialto, (C. D. Cal 1997) 964 F. Supp. 1401 ........................... 86
Baby Tam & Co., Inc. V. City of Las Vegas (9th Cir. 1998) 154 F. 3d 1097 ............................. 88
Voyeur Dorm v. City of Tampa, FL (11th Cir. 2001) 265 F. 3d 1232 ................................... 90
ALCOHOL
City of Newport v. Jacobucci, (1986) 479 U. S. 92, 107 S. Ct. 383, 93 L. Ed. 2d 334 ................... 83
44 Liquormart, Inc. v. Rhode Island, (1995) 517 U. S. 484, 116 S. Ct. 1495,
134 L. Ed. 2d 711 .......................................... 94
77 S. Ct. 1304
L. Ed. 2d 1498, 1 Media L. Rep. 1375
354 U. S. 476
Table of Cases
Samuel ROTH, Petitioner,
v.
UNITED STATES of America.
David S. ALBERTS, Appellant,
v.
STATE OF CALIFORNIA.
Nos. 582, 61.
Supreme Court of the United States
Argued April 22, 1957.
Decided June 24, 1957.
Prosecution under California obscenity statute.
Defendant was convicted in the Municipal Court
of Beverly Hills Judicial District and he appealed.
The Superior Court of the State of California, Los
Angeles County, Appellate Department, 138
Cal. App. 2d Supp. 909, 292 P. 2d 90, affirmed, and
the defendant appealed to the United States
Supreme Court. Prosecution under federal
obscenity statutes for mailing obscene matter. The
United States District Court for the Southern
District of New York entered judgment of conviction
and the defendant appealed. The United
States Court of Appeals for the Second Circuit,
237 F. 2d 796, affirmed, and the Supreme Court
granted certiorari. The Supreme Court, Mr. Justice
Brennan, held that federal obscenity statute punishing
the mailing of material that is obscene,
lewd, lascivious, or filthy, or other publications of
an indecent character, and California obscenity
statute making punishable, inter alia, the keeping
for sale or advertising of material that is obscene
or indecent, do not offend constitutional safeguards
against convictions based upon protected
material nor do they violate constitutional requirements
of due process by failing to give adequate
notice of what is prohibited.
Affirmed.
Mr. Justice Harlan dissented in part; Mr. Justice
Douglas and Mr. Justice Black dissented.
Mr. Justice BRENNAN delivered the opinion
of the Court.
...
Roth conducted a business in New York in the
publication and sale of books, photographs and
magazines. He used circulars and advertising matter
to solicit sales. He was convicted by a jury in
the District Court for the Southern District of New
York upon 4 counts of a 26count indictment
charging him with mailing obscene circulars and
advertising, and an obscene book, in violation of
the federal obscenity statute. His conviction was
affirmed by the Court of Appeals for the Second
Circuit. [FN4] We granted certiorari. [FN5]
...
The dispositive question is whether obscenity is
utterance within the area of protected speech and
press. [FN8] Although this is the first time the
question has been squarely presented to this Court,
either under the First Amendment or under the
Fourteenth Amendment, expressions found in
numerous opinions indicate that this Court has
always assumed that obscenity is not protected by
the freedoms of speech and press....
...
In light of this history, it is apparent that the
unconditional phrasing of the First Amendment
was not intended to protect every utterance. This
phrasing did not prevent this Court from concluding
that libelous utterances are not within the area
of constitutionally protected speech. Beauharnais
v. People of State of Illinois, 343 U. S. 250, 266,
72 S. Ct. 725, 735, 96 L. Ed. 919. At the time of
the adoption of the First Amendment, obscenity
law was not as fully developed as libel law, but
there is sufficiently contemporaneous evidence to
show that obscenity, too, was outside the protection
intended for speech and press. [FN13]
FN13. Act Concerning Crimes and
Punishments, s 69 (1821), Stat. Laws of Conn. 109
(1824); Knowles v. State, 1808, 3 Day, Conn.,
103; Rev. Stat. of 1835, c. 130, s 10, Rev. Stat. of
Mass. 740 (1836); Commonwealth v. Holmes,
1821, 17 Mass. 335; Rev. Stat. of 1842, c. 113, s 2,
Rev. Stat. of N. H. 221 (1843); Act for Suppressing
Vice and Immorality, s XII (1798), N. J. Rev. Laws
329, 331 (1800); Commonwealth v. Sharpless,
1815, 2 Serg. & R., Pa., 91.
The protection given speech and press
was fashioned to assure unfettered interchange of
ideas for the bringing about of political and social
changes desired by the people. This objective was
made explicit as early as 1774 in a letter of the
Continental Congress to the inhabitants of Quebec:
'The last right we shall mention, regards the
freedom of the press. The importance of this consists,
besides the advancement of truth, science,
morality, and arts in general, in its diffusion of liberal
sentiments on the administration of
Government, its ready communication of thoughts
between subjects, and its consequential
promotion of union among them, whereby oppressive
officers are shamed or intimidated, into more
honourable and just modes of conducting affairs. '
1 Journals of the Continental Congress 108
(1774).
All ideas having even the slightest redeeming
social importance unorthodox ideas, controversial
ideas, even ideas hateful to the prevailing climate
of opinion have the full protection of the
guaranties, unless excludable because they
encroach upon the limited area of more important
interests. [FN14] But implicit in the history of the
First Amendment is the rejection of obscenity as
utterly without redeeming social importance. This
rejection for that reason is mirrored in the
universal judgment that obscenity should be
restrained, reflected in the international agreement
of over 50 nations, [FN15] in the obscenity laws
of all of the 48 States, [FN16] and in the 20
obscenity laws enacted by the Congress from 1842
to 1956. [FN17] This is the same judgment
expressed by this Court in Chaplinsky v. New
Hampshire, 315 U. S. 568, 571 572, 62 S. Ct. 766,
769, 86 L. Ed. 1031:
'* * * There are certain welldefined and narrowly
limited classes of speech, the prevention
and punishment of which have never been thought
to raise any Constitutional problem. These include
the lewd and obscene * * *. It has been well
observed that such utterances are no essential part
of any exposition of ideas, and are of such slight
social value as a step to truth that any benefit that
may be derived from them is clearly outweighed
by the social interest in order and morality * * *. '
(Emphasis added.)
We hold that obscenity is not within the area of
constitutionally protected speech or press.
It is strenuously urged that these obscenity
statutes offend the constitutional guaranties
because they punish incitation to impure sexual
thoughts, not shown to be related to any overt
antisocial conduct which is or may be incited in
the persons stimulated to such thoughts. In Roth,
the trial judge instructed the jury: 'The words
'obscene, lewd and lascivious'as used in the law,
signify that form of immorality which has relation
to sexual impurity and has a tendency to excite
lustful thoughts. '( Emphasis added.) In Alberts, the
trial judge applied the test laid down in People
v. Wepplo, 78 Cal. App. 2d Supp. 959, 178
P. 2d 853, 855, namely, whether the material has 'a
substantial tendency to deprave or corrupt its readers
by inciting lascivious thoughts or arousing
lustful desires. ' (Emphasis added.) It is insisted
that the constitutional guaranties are violated
because convictions may be had without proof
either that obscene material will perceptibly create
a clear and present danger of antisocial conduct,
[FN18] or will probably induce its recipients to
such conduct. [FN19] But, in light of our holding
that obscenity is not protected speech, the complete
answer to this argument is in the holding of
this Court in Beauharnais v. People of State of
Illinois, supra, 343 U. S. at page 266, 72 S. Ct. at
page 735:
...
'Libelous utterances not being within the area of
constitutionally protected speech, it is unnecessary,
either for us or for the State courts, to consider the
issues behind the phrase 'clear and present danger.
' Certainly no one would contend that obscene
speech, for example, may be punished only
upon a showing of such circumstances. Libel, as
we have seen, is in the same class. '
However, sex and obscenity are not synonymous.
Obscene material is material which
deals with sex in a manner appealing to prurient
interest. [FN20] The portrayal of sex, e. g., in art,
literature and scientific works, [FN21] is not itself
sufficient reason to deny material the constitutional
protection of freedom of speech and press. Sex,
a great and mysterious motive force in human life,
has indisputably been a subject of absorbing interest
to mankind through the ages; it is one of the
vital problems of human interest and public concern.
As to all such problems, this Court
said in Thornhill v. State of Alabama, 310 U. S. 88,
101 102, 60 S. Ct. 736, 744, 84 L. Ed. 1093:
FN20. I. e., material having a tendency to
excite lustful thoughts. Webster's New
International Dictionary (Unabridged, 2d ed.,
1949) defines prurient, in pertinent part, as follows:
'* * * Itching; longing; uneasy with
desire or longing; of persons, having itching, morbid,
or lascivious longings; of desire, curiosity, or
propensity, lewd * * *. '
Pruriency is defined, in pertinent part, as
follows:
'* * * Quality of being prurient; lascivious
desire or thought. * * *'
See also Mutual Film Corp. v. Industrial
Comm., 236 U. S. 230, 242, 35 S. Ct. 387, 390, 59
L. Ed. 552, where this Court said as to motion pictures:
'* * * They take their attraction from the
general interest, eager and wholesome it may be,
in their subjects, but a prurient interest may be
excited and appealed to * * *. ' (Emphasis added.)
We perceive no significant difference
between the meaning of obscenity developed in
the case law and the definition of the A. L. I.,
Model Penal Code, s 207.10( 2) (Tent. Draft No. 6,
1957), viz.:
'* * * A thing is obscene if, considered as
a whole, its predominant appeal is to prurient
interest, i. e., a shameful or morbid interest in nudity,
sex, or exerction, and if it goes substantially
beyond customary limits of candor in description
or representation of such matters. * * *'See comment,
id., at 10, and the discussion at page 29 et
seq.
...
'The freedom of speech and of the press guaranteed
by the Constitution embraces at the least the
liberty to discuss publicly and truthfully all
matters of public concern without previous
restraint or fear of subsequent punishment. The
exigencies of the colonial period and the efforts to
secure freedom from oppressive administration
developed a broadened conception of these liberties
as adequate to supply the public need for
information and education with respect to the significant
issues of the times. * * * Freedom of discussion,
if it would fulfill its historic function in
this nation, must embrace all issues about which
information is needed or appropriate to enable the
members of society to cope with the exigencies of
their period. ' (Emphasis added.)
The fundamental freedom of speech and press
have contributed greatly to the development and
wellbeing of our free society and are indispensable
to its continued growth. [FN22] Ceaseless vigilance
is the watchword to prevent their erosion by
Congress or by the States. The door barring federal
and state intrusion into this area cannot be left
ajar; it must be kept tightly closed and opened
only the slightest crack necessary to prevent
encroachment upon more important interests.
[FN23] It is therefore vital that the standards for
judging obscenity safeguard the protection of freedom
of speech and press for material which does
not treat sex in a manner appealing to prurient
interest.
The early leading standard of obscenity
allowed material to be judged merely by the effect
of an isolated excerpt upon particularly susceptible
persons. Regina v. Hicklin, (1868) L. R. 3
Q. B. 360. [FN24] Some American courts adopted
this standard [FN25] but later decisions have
rejected it and substituted this test: whether to the
average person, applying contemporary community
standards, the dominant theme of the material
taken as a whole appeals to prurient interest.
[FN26] The Hicklin test, judging obscenity by the
effect of isolated passages upon the most susceptible
persons, might well encompass material legiti
mately treating with sex, and so it must be rejected
as unconstitutionally restrictive of the freedoms of
speech and press. On the other hand, the substituted
standard provides safeguards adequate to withstand
the charge of constitutional infirmity.
...
'* * * The test is not whether it would arouse
sexual desires or sexual impure thoughts in those
comprising a particular segment of the community,
the young, the immature or the highly prudish or
would leave another segment, the scientific or
highly educated or the socalled worldlywise and
sophisticated indifferent and unmoved. * * *
'The test in each case is the effect of the book,
picture or publication considered as a whole, not
upon any particular class, but upon all those whom
it is likely to reach. In other words, you determine
its impact upon the average person in the community.
The books, pictures and circulars must be
judged as a whole, in their entire context, and you
are not to consider detached or separate portions in
reaching a conclusion. You judge the circulars,
pictures and publications which have been put in
evidence by presentday standards of the community.
You may ask yourselves does it offend the
common conscience of the community by presentday
standards.
'In this case, ladies and gentlemen of the jury,
you and you alone are the exclusive judges of
what the common conscience of the community is,
and in determining that conscience you are to consider
the community as a whole, young and old,
educated and uneducated, the religious and the
irreligious men, women and children. '
It is argued that the statutes do not provide
reasonably ascertainable standards of guilt
and therefore violate the constitutional requirements
of due process. Winters v. People of State
of New York, 333 U. S. 507, 68 S. Ct. 665, 92
L. Ed. 840. The federal obscenity statute makes
punishable the mailing of material that is
'obscene, lewd, lascivious, or filthy * * * or other
publication of an indecent character. '[ FN28] The
California statute makes punishable, inter alia, the
keeping for sale or advertising material that is
'obscene or indecent. ' The thrust of the argument
is that these words are not sufficiently precise
because they do not mean the same thing to all
people, all the time, everywhere.
FN28. This Court, as early as 1896, said
of the federal obscenity statute:
'* * * Every one who uses the mails of
the United States for carrying papers or publications
must take notice of what, in this englightened
age, is meant by decency, purity, and chastity
in social life, and what must be deemed obscene,
lewd, and lascivious. ' Rosen v. United States, 161
U. S. 29, 42, 16 S. Ct. 434, 438, 480, 40 L. Ed. 606.
Many decisions have recognized that these
terms of obscenity statutes are not precise. [FN29]
This Court, however, has consistently held that
lack of precision is not itself offensive to the
requirements of due process. '* * * (T) he
Constitution does not require impossible standards';
all that is required is that the language
'conveys sufficienty definite warning as to the
proscribed conduct when measured by common
understanding and practices * * *. 'United States
v. Petrillo, 332 U. S. 1, 7 8, 67 S. Ct. 1538, 1542,
91 L. Ed. 1877. These words, applied
according to the proper standard for judging
obscenity, already discussed, give adequate warning
of the conduct proscribed and mark '* * *
boundaries sufficiently distinct for judges and
juries fairly to administer the law * * *. That there
may be marginal cases in which it is difficult to
determine the side of the line on which a
particular fact situation falls is no sufficient reason
to hold the language too ambiguous to define a
criminal offense * * *. '
...
The judgments are affirmed.
Affirmed.
Mr. Justice HARLAN, concurring in the result in
No. 61, and dissenting in No. 582.
...
I do not think that reviewing courts can escape
this responsibility by saying that the trier of the
facts, be it a jury or a judge, has labeled the questioned
matter as 'obscene, 'for, if 'obscenity'is to
be suppressed, the question whether a particular
work is of that character involves not really
an issue of fact but a question of constitutional
judgment of the most sensitive and delicate kind.
Many juries might find that Joyce's 'Ulysses'or
Bocaccio's 'Decameron'was obscene, and yet the
conviction of a defendant for selling either book
would raise, for me, the gravest constitutional
problems, for no such verdict could convince me,
without more, that these books are 'utterly without
redeeming social importance. ' In short, I do not
understand how the Court can resolve the constitutional
problems now before it without making its
own independent judgment upon the character of
the material upon which these convictions were
based. I am very much afraid that the broad manner
in which the Court has decided these cases
will tend to obscure the peculiar responsibilities
resting on state and federal courts in this field and
encourage them to rely on easy labeling and jury
verdicts as a substitute for facing up to the tough
individual problems of constitutional judgment
involved in every obscenity case.
...
Mr. Justice DOUGLAS, with whom Mr. Justice
BLACK concurs, dissenting.
When we sustain these convictions, we make the
legality of a publication turn on the purity of
thought which a book or tract instills in the mind
of the reader. I do not think we can approve that
standard and be faithful to the command of the
First Amendment, which by its terms is a restraint
on Congress and which by the Fourteenth is a
restraint on the States.
...
The test of obscenity the Court endorses today
gives the censor free range over a vast domain. To
allow the State to step in and punish mere speech
or publication that the judge or the jury thinks has
an undesirable impact on thoughts but that is not
shown to be a part of unlawful action is drastically
to curtail the First Amendment. As recently stated
by two of our outstanding authorities on obscenity,
'The danger of influencing a change in the current
moral standards of the community, or of shocking
or offending readers, or of stimulating sex
thoughts or desires apart from objective conduct,
can never justify the losses to society that result
from interference with literary freedom. 'Lockhart
& McClure, Literature, The Law of Obscenity and
the Constitution, 38 Minn. L. Rev. 295, 387.
If we were certain that impurity of sexual
thoughts impelled to action, we would be on less
dangerous ground in punishing the distributors of
this sex literature. But it is by no means clear that
obscene literature, as so defined, is a significant
factor in influencing substantial deviations from
the community standards.
...
The standard of what offends 'the common conscience
of the community'conflicts, in my judgment,
with the command of the First Amendment
that 'Congress shall make no law * * * abridging
the freedom of speech, or of the press. '
Certainly that standard would not be an acceptable
one if religion, economics, polities or philosophy
were involved. How does it become a constitutional
standard when literature treating with sex is
concerned?
Any test that turns on what is offensive to the
community's standards is too loose, too capricious,
too destructive of freedom of expression to be
squared with the First Amendment. Under that
test, juries can censor, suppress, and punish what
they don't like, provided the matter relates to 'sexual
impurity'or has a tendency 'to excite lustful
thoughts. ' This is community censorship in one of
its worst forms. It creates a regime where in the
battle between the literati and the Philistines, the
Philistines and certain to win. If experience in this
field teaches anything, it is that 'censorship of
obscenity has almost always been both irrational
and indiscriminate. ' Lockhart & McClure, op. cit.
supra, at 371. The test adopted here accentuates
that trend.
I assume there is nothing in the Constitution
which forbids Congress from using its power over
the mails to proscribe conduct on the grounds of
good morals. No one would suggest that the First
Amendment permits nudity in public places, adultery,
and other phases of sexual misconduct.
I can understand (and at times even sympathize)
with programs of civic groups and church groups
to protect and depend the existing moral standards
of the community. I can understand the motives of
the Anthony Comstocks who would impose
Victorian standards on the community. When
speech alone is involved, I do not think that government,
consistently with the First Amendment,
can become the sponsor of any of these movements.
I do not think that government, consistently
with the First Amendment, can throw its weight
behind one school or another. Government should
be concerned with antisocial conduct, not
with utterances. Thus, if the First Amendment
guarantee of freedom of speech and press is to
mean anything in this field, it must allow protests
even against the moral code that the standard of
the day sets for the community. In other words, literature
should not be suppressed merely because it
offends the moral code of the censor.
The legality of a publication in this country
should never be allowed to turn either on the purity
of thought which it instills in the mind of the
reader or on the degree to which it offends the
community conscience. By either test the
role of the censor is exalted, and society's values
in literary freedom are sacrificed.
79 S. Ct. 1362
3 L. Ed. 2d 1512
360 U. S. 684
Table of Cases
KINGSLEY INTERNATIONALPICTURES
CORPORATION, Appellant,
v.
REGENTS OF THE UNIVERSITY OF THE
STATE OF NEW YORK.
No. 394.
Supreme Court of the United States
Argued April 23, 1959.
Decided June 29, 1959.
Proceeding to review a determination of the
Regents of the University of the State of New York
refusing to issue a license to a distributor of motion
picture films for general exhibition of a certain
film. The New York Supreme Court, Appellate
Division, Third Judicial Department, 4 A. D. 2d 348,
165 N. Y. S. 2d 681, annulled the determination, and
the Board of Regents appealed. The New York
Court of Appeals, 4 N. Y. 2d 349, 175 N. Y. S. 2d 39,
151 N. E. 2d 197, reversed, and the distributor
appealed to the United States Supreme Court. The
Supreme Court, Mr. Justice Stewart, held that under
New York statute requiring denial of license to
exhibit motion pictures which are immoral in that
they portray acts of sexual immorality as desirable,
acceptable or proper pattern of behavior, denial of
license to distributor for a certain film, which presented
adultery as being right and desirable for certain
people under certain circumstances, violated
distributor's constitutional rights.
Reversed.
Mr. Justice STEWART delivered the opinion of the
Court.
...
The New York statute makes it unlawful 'to
exhibit, or to sell, lease or lend for exhibition at any
place of amusement for pay or in connection with
any business in the state of New York, any motion
picture film or reel (with certain exceptions
not relevant here), unless there is at the time in full
force and effect a valid license or permit therefor of
the education department * * * . [FN1] The law provides
that a license shall issue 'unless such film or
a part thereof is obscene, indecent, immoral, inhuman,
sacrilegious, or is of such a character that its
exhibition would tend to corrupt morals or incite to
crime * * *. ' [FN2] A recent statutory amendment
provides that, 'the term 'immoral' and the phrase
'of such a character that its exhibition
would tend to corrupt morals'shall denote a motion
picture film or part thereof, the dominant purpose
or effect of which is erotic or pornographic; or
which portrays acts of sexual immorality, perversion,
or lewdness, or which expressly or impliedly
presents such acts as desirable, acceptable or proper
patterns of behavior. '[ FN3]
As the distributor of a motion picture entitled
'Lady Chatterley's Lover, ' the appellant Kingsley
submitted that film to the Motion Picture Division
of the New York Education Department for a
license. Finding three isolated scenes in the film
" i m m o r a l ' within the intent of our Law, ' a n d
Division refused to issue a license until the scenes
in question were deleted. The distributor petitioned
the Regents of the University of the State of New
York for a review of that ruling. [FN4] The Regents
upheld the denial of a license, but on the broader
ground that 'the whole theme of this motion picture
is immoral under said law, for that theme is the
presentation of adultery as a desirable, acceptable
and proper pattern of behavior. '
...
What New York has done, therefore, is to prevent
the exhibition of a motion picture because that
picture advocates an idea that adultery under certain
circumstances may be proper behavior. Yet the
First Amendment's basic guarantee is of freedom to
advocate ideas. The State, quite simply, has thus
struck at the very heart of constitutionally protected
liberty.
It is contended that the State's action was justified
because the motion picture attractively portrays a
relationship which is contrary to the moral standards,
the religious precepts, and the legal code of
its citizenry. This argument misconceives
what it is that the Constitution protects. Its guarantee
is not confined to the expression of ideas that
are conventional or shared by a majority. It protects
advocacy of the opinion that adultery may sometimes
be proper, no less than advocacy of socialism
or the single tax. And in the realm of ideas it protects
expression which is eloquent no less than that
which is unconvincing.
Advocacy of conduct proscribed by law is
not, as Mr. Justice Brandeis long ago pointed out, 'a
justification for denying free speech where the
advocacy falls short of incitement and there is
nothing to indicate that the advocacy would
be immediately acted on. ' Whitney v. People of
State of California, 274 U. S. 357, at page 376, 47
S. Ct. 641, at page 648, 71 L. Ed. 1095 (concurring
opinion). 'Among free men, the deterrents ordinarily
to be applied to prevent crime are education and
punishment for violations of the law, not abridgment
of the rights of free speech * * *. ' Id., 274
U. S. at page 378, 47 S. Ct. at page 649. [FN11]
FN11. Thomas Jefferson wrote more than
a hundred and fifty years ago, 'But we have nothing
to fear from the demoralizing reasonings of some, if
others are left free to demonstrate their errors. And
especially when the law stands ready to punish the
first criminal act produced by the false reasoning.
These are safer correctives than the conscience of a
j u d g e . ' Letter of Thomas Jefferson to Elijah
Boardman, July 3, 1801, Jefferson Papers, Library
of Congress, Vol. 115, folio 19761.
Reversed.
Mr. Justice FRANKFURTER, concurring in the
result.
As one whose taste in art and literature hardly qualifies
him for the avantgarde, I am more than surprised,
after viewing the picture, that the New York
authorities should have banned 'Lady Chatterley's
Lover. ' To assume that this motion picture would
have offended Victorian moral sensibilities is
to rely only on the stuffiest of Victorian conventions.
Whatever one's personal preferences may be
about such matters, the refusal to license the exhibition
of this picture, on the basis of the 1954
amendment to the New York State Education Law,
can only mean that that enactment forbids the public
showing of any film that deals with adultery
except by way of sermonizing condemnation or
depicts any physical manifestation of an illicit
amorous relation. Since the denial of a license by
the Board of Regents was confirmed by the highest
court of the State, I have no choice but to agree with
this Court's judgment in holding that the State
exceeded the bounds of free expression protected
by the 'liberty' of the Fourteenth Amendment. But
I also believe that the Court's opinion takes ground
that exceeds the appropriate limits for decision. By
way of reinforcing my brother HARLAN'S objections
to the scope of the Court's opinion, I add the
following.
Mr. Justice DOUGLAS with whom Mr. Justice
BLACK joins, concurring.
While I join in the opinion of the Court, I adhere to
the views I expressed in Superior Films Inc. v.
Department of Education, 346 U. S. 587, 588 589,
74 S. Ct. 286, 98 L. Ed. 329, that censorship of
movies is unconstitutional, since it is a form of
'previous restraint' that is as much at war with the
First Amendment, made applicable to the States
through the Fourteenth, as the censorship struck
down in Near v. State of Minnesota ex rel. Olson,
283 U. S. 697, 51 S. Ct. 625, 75 L. Ed. 1357. If a particular
movie violates a valid law, the exhibitor can
be prosecuted in the usual way. I can find in the
First Amendment no room for any censor whether he is scanning an editorial, reading a news
broadcast, editing a novel or a play, or previewing a
movie.
80 S. Ct. 215
4 L. Ed. 2d 205
361 U. S. 147
Table of Cases
Eleazar SMITH, Appellant,
v.
PEOPLE OF THE STATE OF CALIFORNIA.
No. 9.
Supreme Court of the United States
Argued Oct. 20, 1959.
Decided Dec. 14, 1959.
Rehearing Denied Jan. 25, 1960.
Motion to Vacate Denied June 13, 1960.
See 361 U. S. 950, 80 S. Ct. 399.
Defendant was convicted in the Municipal Court of
Los Angeles for violating ordinance dealing with
obscene materials, and he appealed. The Appellate
Department of the Superior Court of California,
Los Angeles County, 161 Cal. App. 2d Supp. 860,
327 P. 2d 636, affirmed, and a further appeal was
taken. The Supreme Court, Mr. Justice Brennan,
held that Los Angeles ordinance, dispensing with
element of scienter knowledge by bookseller of
contents of book and imposing strict criminal liability
on bookseller possessing obscene material,
had such a tendency to inhibit constitutionally protected
expression that it could not stand.
Reversed.
Mr. Justice Harlan dissented in part.
Mr. Justice BRENNAN delivered the opinion of
the Court.
Appellant, the proprietor of a bookstore, was convicted
in a California Municipal Court under a Los
Angeles City ordinance which makes it unlawful
'for any person to have in his possession any
obscene or indecent writing, (or) book * * * in any
place of business where * * * books * * * are sold
or kept for sale. '[ FN1] The offense was defined by
the Municipal Court, and by the Appellate
Department of the Superior Court, [FN2] which
affirmed the Municipal Court judgment imposing a
jail sentence on appellant, as consisting solely of
the possession, in the appellant's bookstore, of a
certain book found upon judicial investigation to be
obscene. The definition included no element of scienter
knowledge by appellant of the contents of
the book and thus the ordinance was construed as
imposing a 'strict' or 'absolute' criminal liability.
[FN3] The appellant made timely objection below
that if the ordinance were so construed it would be
in conflict with the Constitution of the United
States. This contention, together with other contentions
based on the Constitution, [FN4] was
rejected, and the case comes here on appeal. 28
U. S. C. ** 217 s 1257( 2), 28 U. S. C. A. s 1257( 2);
358 U. S. 926, 79 S. Ct. 317, 3 L. Ed. 2d 299.
...
Almost 30 years ago, Chief Justice Hughes
declared for this Court: 'It is no longer open to
doubt that the liberty of the press and of speech is
within the liberty safeguarded by the due process
clause of the Fourteenth Amendment from
invasion by state action. It was found impossible to
conclude that this essential personal liberty of the
citizen was left unprotected by the general guaranty
of fundamental rights of person and property * *
*. ' Near v. State of Minnesota ex rel. Olson, 283
U. S. 697, 707, 51 S. Ct. 625, 628, 75 L. Ed. 1357. It
is too familiar for citation that such has been the
doctrine of this Court, in respect of these freedoms,
ever since. And it also requires no elaboration that
the free publication and dissemination of books and
other forms of the printed word furnish very familiar
applications of these constitutionally protected
freedoms. It is of course no matter that the dissemination
takes place under commercial auspices. See
Joseph Burstyn, Inc., v. Wilson, 343 U. S. 495, 72
S. Ct. 777, 96 L. Ed. 1098; Grosjean v. American
Press Co., 297 U. S. 233, 56 S. Ct. 444, 80 L. Ed.
660. Certainly a retail bookseller plays a most significant
role in the process of the distribution of
books.
California here imposed a strict or
absolute criminal responsibility on appellant not to
have obscene books in his shop. 'the existence of a
mens rea is the rule of, rather than the exception to,
the principles of AngloAmerican criminal jurisprudence.
' Dennis v. United States, 341 U. S. 494, 500,
71 S. Ct. 857, 862, 95 L. Ed. 1137. [FN5] Still, it is
doubtless competent for the States to create strict
criminal liabilities by defining criminal offenses
without any element of scienter though even
where no freedomofexpression question is
involved, there is precedent in this Court that this
power is not without limitations. See Lambert v.
People of State of California, 355 U. S. 225, 78
S. Ct. 240, 2 L. Ed. 2d 228.
...
These principles guide us to our decision
here. We have held that obscene speech and writings
are not protected by the constitutional guarantees
of freedom of speech and the press. Roth v.
United States, 354 U. S. 476, 77 S. Ct. 1304, 1
L. Ed. 2d 1498. [FN7] The ordinance here in question,
to be sure, only imposes criminal sanctions on
a bookseller if in fact there is to be found in his
shop an obscene book. But our holding in Roth
does not recognize any state power to restrict the
dissemination of books which are not obscene; and
we think this ordinance's strict liability feature
would tend seriously to have that effect, by penalizing
booksellers, even though they had not the
slightest notice of the character of the books they
sold. The appellee and the court below analogize
this strictliability penal ordinance to familiar forms
of penal statutes which dispense with any element
of knowledge on the part of the person charged,
food and drug legislation being a principal example.
We find the analogy instructive in our examination
of the question before us. The usual rationale
for such statutes is that the public interest in the
purity of its food is so great as to warrant the imposition
of the highest standard of care on distributors
in fact an absolute standard which will not
hear the distributor's plea as to the amount of care
he has used. Cf. United States v. Balint, 258 U. S.
250, 252 253, 254, 42 S. Ct. 301, 302, 303, 66
L. Ed. 604. His ignorance of the character of the
food is irrelevant. There is no specific constitutional
inhibition against making the distributors of good
the strictest censors of their merchandise, but the
constitutional guarantees of the freedom of speech
and of the press stand in the way of imposing
a similar requirement on the bookseller. By dispensing
with any requirement of knowledge of the
contents of the book on the part of the seller, the
ordinance tends to impose a severe limitation on the
public's access to constitutionally protected matter.
For if the bookseller is criminally liable without
knowledge of the contents, and the ordinance fulfills
its purpose, [FN8] he will tend to restrict the
books he sells to those he has inspected; and thus
the State will have imposed a restriction upon the
distribution of constitutionally protected as well as
obscene literature. It has been well observed of a
statute construed as dispensing with any requirement
of scienter that: 'Every bookseller
would be placed under an obligation to make himself
aware of the contents of every book in his shop.
It would be altogether unreasonable to demand so
near an approach to omniscience. ' [FN9] The King
v. Ewart, 25 N. Z. L. R. 709, 729 (C. A.). And the
bookseller's burden would become the public's burden,
for by restricting him the public's access to
reading matter would be restricted. If the contents
of bookshops and periodical stands were restricted
to material of which their proprietors had made an
inspection, they might be depleted indeed. The
bookseller's limitation in the amount of reading
material with which he could familiarize himself,
and his timidity in the face of his absolute
criminal liability, thus would tend to restrict the
public's access to forms of the printed word which
the State could not constitutionally suppress directly.
The bookseller's selfcensorship, compelled by
the State, would be a censorship affecting the whole
public, hardly less virulent for being privately
administered. Through it, the distribution of all
books, both obscene and not obscene, would be
impeded.
...
It is argued that unless the scienter requirement
is dispensed with, regulation of the distribution of
obscene material will be ineffective, as booksellers
will falsely disclaim knowledge of their books'contents
or falsely deny reason to suspect their obscenity.
We might observe that it has been some time
now since the law viewed itself as impotent to
explore the actual state of a man's mind. See
Pound, The Role of the Will in Law, 68 Harv. L. Rev.
1. Cf. American Communications Ass'n, C. I. O., v.
Douds, 339 U. S. 382, 411, 70 S. Ct. 674, 690, 94
L. Ed. 925. Eyewitness testimony of a bookseller's
perusal of a book hardly need be a necessary element
in proving his awareness of its contents. The
circumstances may warrant the inference that he
was aware of what a book contained, despite his
denial.
We need not and most definitely do not pass today
on what sort of mental element is requisite to a constitutionally
permissible prosecution of a bookseller
for carrying an obscene book in stock; whether honest
mistake as to whether its contents in fact constituted
obscenity need be an excuse; whether there
might be circumstances under which the State constitutionally
might require that a bookseller investigate
further, or might put on him the burden of
explaining why he did not, and what such circumstances
might be. Doubtless any form of criminal
obscenity statute applicable to a bookseller will
induce some tendency to selfcensorship and have
some inhibitory effect on the dissemination of
material not obscene, but we consider today only
one which goes to the extent of eliminating all mental
elements from the crime.
We have said: 'The fundamental freedoms
of speech and press have contributed greatly to the
development and wellbeing of our free society and
are indispensable to its continued growth. Ceaseless
vigilance is the watchword to prevent their erosion
by Congress or by the States. The door barring federal
and state intrusion into this area cannot be left
ajar; it must be kept tightly closed and opened only
the slightest crack necessary to prevent encroachment
upon more important interests. ' Roth v.
United States, supra, 354 U. S. at page 488, 77 S. Ct.
at page 1311. [FN10] This ordinance opens
that door too far. The existence of the State's power
to prevent the distribution of obscene matter does
not mean that there can be no constitutional barrier
to any form of practical exercise of that power. Cf.
Dean Milk Co. v. City of Madison, Wisconsin, 340
U. S. 349, 71 S. Ct. 295, 95 L. Ed. 329. It is plain to
us that the ordinance in question, though aimed at
obscene matter, has such a tendency to inhibit constitutionally
protected expression that it cannot
stand under the Constitution.
Reversed.
Mr. Justice BLACK, concurring.
...
Censorship is the deadly enemy of freedom and
progress. The plain language of the Constitution
forbids it. I protest against the Judiciary giving it a
foothold here.
Mr. Justice DOUGLAS, concurring.
I need not repeat here all I said in my dissent in
Roth v. United States, 354 U. S. 476, 508, 77 S. Ct.
1304, 1321, 1 L. Ed. 2d 1498, to underline my conviction
that neither the author nor the distributor of
this book can be punished under our Bill of Rights
for publishing or distributing it. The notion that
obscene publications or utterances were not included
in free speech developed in this country much
later than the adoption of the First Amendment, as
the judicial and legislative developments in
this country show. Our leading authorities on the
subject have summarized the matter as follows:
'In the United States before the Civil War there
were few reported decisions involving obscene literature.
This of course is no indication that such literature
was not in circulation at that time; the persistence
of pornography is entirely too strong to
warrant such an inference. Nor is it an indication
that the people of the time were totally indifferent
to the proprieties of the literature they read. In 1851
Nathaniel Hawthorne's The Scarlet Letter was bitterly
attacked as an immoral book that degraded literature
and encouraged social licentiousness. The
lack of cases merely means that the problem of
obscene literature was not thought to be of sufficient
importance to justify arousing the forces of
the state to censorship. ' Lockhart and McClure,
Literature, The Law of Obscenity, and the
Constitution, 38 Minn. L. Rev. 295, 324 325.
Neither we nor legislatures have power, as I see it,
to weigh the values of speech or utterance against
silence. The only grounds for suppressing this book
are very narrow. I have read it; and while it
is repulsive to me, its publication or distribution can
be constitutionally punished only on a showing not
attempted here. My view was stated in the Roth
case, 354 U. S., at page 514, 77 S. Ct., at page 1324:
'Freedom of expression can be suppressed if, and
to the extent that, it is so closely brigaded with illegal
action as to be an inseparable part of it. Giboney
v. Empire Storage & Ice Co., 336 U. S. 490, 498, 69
S. Ct. 684, 688, 93 L. Ed. 834; National Labor
Relations Board v. Virginia Electric & Power Co.,
314 U. S. 469, 477 478, 62 S. Ct. 344, 348, 86
L. Ed. 348. As a people, we cannot afford to relax
that standard. For the test that suppresses a cheap
tract today can suppress a literary gem tomorrow.
All it need do is to incite a lascivious thought
or arouse a lustful desire. The list of books that
judges or juries can place in that category is endless.
'...
89 S. Ct. 1243
22 L. Ed. 2d 542
394 U. S. 557
Table of Cases
Robert Eli STANLEY, Appellant,
v.
State of GEORGIA.
No. 293.
Supreme Court of the United States
Argued Jan. 14 and 15, 1969.
Decided April 7, 1969.
Defendant was convicted in the Superior Court,
Fulton County, Georgia, of possessing obscene
matter and he appealed. The Supreme Court of
Georgia, 224 Ga. 259, 161 S. E. 2d 309, affirmed.
On appeal, the Supreme Court, Mr. Justice
Marshall, held that First and Fourteenth
Amendments prohibit making mere private possession
of obscene material a crime.
Reversed and remanded with directions.
Mr. Justice MARSHALL delivered the opinion of
the Court.
An investigation of appellant's alleged bookmaking
activities led to the issuance of a search warrant
for appellant's home. Under authority of this warrant,
federal and state agents secured entrance.
They found very little evidence of bookmaking
activity, but while looking through a desk drawer in
an upstairs bedroom, one of the federal agents,
accompanied by a state officer, found three reels of
eightmillimeter film. Using a projector and screen
found in an upstairs living room, they viewed the
films. The state officer concluded that they were
obscene and seized them. Since a further examination
of the bedroom indicated that appellant occupied
it, he was charged with possession of obscene
matter and placed under arrest. He was later indicted
for 'knowingly hav( ing) possession of * * *
obscene matter' in violation of Georgia law. [FN1]
Appellant was tried before a jury and convicted.
The Supreme Court of Georgia affirmed.
Stanley v. State, 224 Ga. 259, 161 S. E. 2d 309
(1968). We noted probable jurisdiction of an appeal
brought under 28 U. S. C. s 1257( 2), 393 U. S. 819,
89 S. Ct. 124, 21 L. Ed. 2d 90 (1968).
...
Appellant raises several challenges to the validity
of his conviction. [FN2] We find it necessary to
consider only one. Appellant argues here,
and argued below, that the Georgia obscenity
statute, insofar as it punishes mere private possession
of obscene matter, violates the First
Amendment, as made applicable to the States by
the Fourteenth Amendment. For reasons set forth
below, we agree that the mere private possession of
obscene matter cannot constitutionally be made a
crime.
...
In this context, we do not believe that this
case can be decided simply by citing Roth. Roth
and its progeny certainly do mean that the First and
Fourteenth Amendments recognize a valid
governmental interest in dealing with the problem
of obscenity. But the assertion of that interest cannot,
in every context, be insulated from all constitutional
protections. Neither Roth nor any other decision
of this Court reaches that far. As the Court said
in Roth itself, '( c) easeless vigilance is the watchword
to prevent * * * erosion (of First Amendment
rights) by Congress or by the States. The door barring
federal the state intrusion into this area cannot
be left ajar; it must be kept tightly closed and
opened only the slightest crack necessary to prevent
encroachment upon more important interests. ' 354
U. S., at 488, 77 S. Ct., at 1311. Roth and the cases
following it discerned such an 'important interest'
in the regulation of commercial distribution of
obscene material. That holding cannot foreclose an
examination of the constitutional implications of a
statute forbidding mere private possession of such
material.
It is now well established that the
Constitution protects the right to receive information
and ideas. 'This freedom (of speech and press)
* * * necessarily protects the right to receive * * *. '
Martin v. City of Struthers, 319 U. S. 141, 143, 63
S. Ct. 862, 863, 87 L. Ed. 1313 (1943); see Griswold
v. Connecticut, 381 U. S. 479, 482, 85 S. Ct. 1678,
1680, 14 L. Ed. 2d 510 (1965); Lamont v. Postmaster
General, 381 U. S. 301, 307 308, 85 S. Ct. 1493,
1496 1497, 14 L. Ed. 2d 398 (1965) (Brennan, J.,
concurring); cf. Pierce v. Society of the Sisters, 268
U. S. 510, 45 S. Ct. 571, 69 L. Ed. 1070 (1925). This
right to receive information and ideas, regardless of
their social worth, see Winters v. New York, 333
U. S. 507, 510, 68 S. Ct. 665, 667, 92 L. Ed. 840
(1948), is fundamental to our free society.
Moreover, in the context of this case a prosecution
for mere possession of printed or filmed matter
in the privacy of a person's own home that right
takes on an added dimension. For also fundamental
is the right to be free, except in very limited
circumstances, from unwanted governmental
intrusions into one's privacy.
'The makers of our Constitution undertook to
secure conditions favorable to the pursuit of happiness.
They recognized the significance of man's
spiritual nature, of his feelings and of his intellect.
They knew that only a part of the pain, pleasure and
satisfactions of life are to be found in material
things. They sought to protect Americans in their
beliefs, their thoughts, their emotions and their sensations.
They conferred, as against the government,
the right to be let alone the most comprehensive
of rights and the right most valued by civilized
man. ' Olmstead v. United States, 277 U. S. 438,
478, 48 S. Ct. 564, 572, 72 L. Ed. 944 (1928)
(Brandeis, J., dissenting).
See Griswold v. Connecticut, supra; cf. NAACP v.
Alabama, 357 U. S. 449, 462, 78 S. Ct. 1163, 1171,
2 L. Ed. 2d 1488 (1958).
These are the rights that appellant is
asserting in the case before us. He is asserting the
right to read or observe what he pleases the right
to satisfy his intellectual and emotional needs in the
privacy of his own home. He is asserting the right
to be free from state inquiry into the contents of his
library. Georgia contends that appellant does not
have these rights, that there are certain types of
materials that the individual may not read or even
possess. Georgia justifies this assertion by arguing
that the films in the present case are obscene. But
we think that mere categorization of these films as
'obscene' is insufficient justification for such a
drastic invasion of personal liberties guaranteed by
the First and Fourteenth Amendments. Whatever
may be the justifications for other statutes regulating
obscenity, we do not think they reach into the
privacy of one's own home. If the First
Amendment means anything, it means that a State
has no business telling a man, sitting alone in his
own house, what books he may read or what films
he may watch. Our whole constitutional heritage
rebels at the thought of giving government the
power to control men's minds.
And yet, in the face of these traditional
notions of individual liberty, Georgia asserts the
right to protect the individual's mind from the
effects of obscenity. We are not certain that this
argument amounts to anything more than the assertion
that the State has the right to control the moral
content of a person's thoughts. [FN8] To
some, this may be a noble purpose, but it is wholly
inconsistent with the philosophy of the First
Amendment. As the Court said in Kingsley
International Pictures Corp. v. Regents, 360 U. S.
684, 688 689, 79 S. Ct. 1362, 1365, 3 L. Ed. 2d
1512 (1959), '( t) his argument misconceives what it
is that the Constitution protects. Its guarantee is not
confined to the expression of ideas that are conventional
or shared by a majority. * * * And in the
realm of ideas it protects expression which is eloquent
no less than that which is unconvincing. ' Cf.
Joseph Burstyn, Inc. v. Wilson, 343 U. S. 495, 72
S. Ct. 777, 96 L. Ed. 1098 (1952). Nor is it relevant
that obscene materials in general, or the particular
films before the Court, are arguably devoid of any
ideological content. The line between the transmission
of ideas and mere entertainment is
much too elusive for this Court to draw, if indeed
such a line can be drawn at all. See Winters v. New
York, supra, 333 U. S., at 510, 68 S. Ct., at 667.
Whatever the power of the state to control public
dissemination of ideas inimical to the public morality,
it cannot constitutionally premise legislation on
the desirability of controlling a person's private
thoughts.
...
Perhaps recognizing this, Georgia asserts that
exposure to obscene materials may lead to deviant
sexual behavior or crimes of sexual violence. There
appears to be little empirical basis for that assertion.
[FN9] But more important, if the State is only concerned
about printed or filmed materials inducing
antisocial conduct, we believe that in the context of
private consumption of ideas and information we
should adhere to the view that '( a) mong free men,
the deterrents ordinarily to be applied to prevent
crime are education and punishment for violations
of the law * * *. ' Whitney v. California, 274
U. S. 357, 378, 47 S. Ct. 641, 649, 71 L. Ed. 1095
(1927) (Brandeis, J., concurring). See Emerson,
Toward a General Theory of the First Amendment,
72 Yale L. J. 877, 938 (1963). Given the present
state of knowledge, the State may no more prohibit
mere possession of obscene matter on the ground
that it may lead to antisocial conduct than it may
prohibit possession of chemistry books on the
ground that they may lead to the manufacture of homemade spirits.
FN9. See, e. g., Cairns, Paul, & Wishner, Sex
Censorship: The Assumptions of AntiObscenity
Laws and the Empirical Evidence, 46 Minn. L. Rev.
1009 (1962); see also M. Jahoda, The Impact of
Literature: A Psychological Discussion of Some
Assumptions in the Censorship Debate (1954),
summarized in the concurring opinion of Judge
Frank in United States v. Roth, 237 F. 2d 796, 814
816 (C. A. 2d Cir. 1956).
...
Finally, we are faced with the argument that
prohibition of possession of obscene materials is a
necessary incident to statutory schemes prohibiting
distribution. That argument is based on alleged difficulties
of proving an intent to distribute or in producing
evidence of actual distribution. We are not
convinced that such difficulties exist, but even
if they did we do not think that they would justify
infringement of the individual's right to read or
observe what he pleases. Because that right is so
fundamental to our scheme of individual liberty, its
restriction may not be justified by the need to ease
the administration of otherwise valid criminal laws.
See Smith v. California, 361 U. S. 147, 80 S. Ct. 215,
4 L. Ed. 2d 205 (1959).
We hold that the First and Fourteenth
Amendments prohibit making mere private possession
of obscene material a crime. [FN11] Roth and
the cases following that decision are not
impaired by today's holding. As we have said, the
States retain broad power to regulate obscenity;
that power simply does not extend to mere possession
by the individual in the privacy of his own
home. Accordingly, the judgment of the court
below is reversed and the case is remanded for
proceedings not inconsistent with this opinion.
93 S. Ct. 2607
37 L. Ed. 2d 419,
1 Media L. Rep. 1441
413 U. S. 15
Table of Cases
Marvin MILLER, Appellant,
v.
State of CALIFORNIA.
No. 70 73.
Supreme Court of the United States
Argued Jan. 18 19, 1972.
Reargued Nov. 7, 1972.
Decided June 21, 1973.
Rehearing Denied Oct. 9, 1973.
See 414 U. S. 881, 94 S. Ct. 26.
Defendant was convicted of mailing unsolicited
sexually explicit material in violation of a
California statute and the Appellate Department,
Superior Court of California, County of Orange,
affirmed and defendant appealed. The Supreme
Court, Mr. Chief Justice Burger, held that a work
may be subject to state regulation where that work,
taken as a whole, appeals to the prurient interest in
sex; portrays, in a patently offensive way, sexual
conduct specifically defined by the applicable state
law; and, taken as a whole, does not have serious
literary, artistic, political or scientific value. The
Court also rejected the test of 'utterly without
redeeming social value' as a constitutional standard.
Vacated and remanded.
Mr. Justice Douglas filed a dissenting opinion.
Mr. Justice Brennan filed a dissenting opinion in
which Mr. Justice Stewart and Mr. Justice Marshall
joined.
Syllabus [FN*]
FN* The syllabus constitutes no part of the
opinion of the Court but has been prepared by the
Reporter of Decisions for the convenience of the
reader. See United States v. Detroit Timber &
Lumber Co., 200 U. S. 321, 337, 26 S. Ct. 282, 287,
50 L. Ed. 499.
Appellant was convicted of mailing unsolicited
sexually explicit material in violation of a
California statute that approximately incorporated
the obscenity test formulated in Memoirs v.
Massachusetts, 383 U. S. 413, 418, 86 S. Ct. 975,
977, 16 L. Ed. 2d 1 (plurality opinion). The trial
court instructed the jury to evaluate the materials by
the contemporary community standards of
California. Appellant's conviction was affirmed on
appeal. In lieu of the obscenity criteria enunciated
by the Memoirs plurality, it is held:
1. Obscene material is not protected by the First
Amendment. Roth v. United States, 354 U. S. 476,
77 S. Ct. 1304, 1 L. Ed. 2d 1498, reaffirmed. A work
may be subject to state regulation where that work,
taken as a whole, appeals to the prurient interest in
sex; portrays, in a patently offensive way, sexual
conduct specifically defined by the applicable state
law; and, taken as a whole, does not have serious
literary, artistic, political, or scientific value. P.
2614.
2. The basic guidelines for the trier of fact must be:
(a) whether 'the average person, applying contemporary
community standards' would find that the
work, taken as a whole, appeals to the prurient
interest, Roth supra, at 489, 77 S. Ct. at 1311, (b)
whether the work depicts or describes, in a patently
offensive way, sexual conduct specifically defined
by the applicable state law, and (c) whether the
work, taken as a whole, lacks serious literary, artistic,
political, or scientific value. If a state obscenity
law is thus limited, First Amendment values are
adequately protected by ultimate independent
appellate review of constitutional claims when necessary.
P. 2615.
Mr. Chief Justice BURGER delivered the opinion
of the Court.
This is one of a group of 'obscenitypornography'
cases being reviewed by the Court in a reexamination
of standards enunciated in earlier cases involving
what Mr. Justice Harlan called 'the intractable
obscenity problem. ' Interstate Circuit, Inc. v.
Dallas, 390 U. S. 676, 704, 88 S. Ct. 1298,
1313, 20 L. Ed. 2d 225 (1968) (concurring and dissenting).
Appellant conducted a mass mailing campaign to
advertise the sale of illustrated books, euphemistically
called 'adult' material. After a jury trial, he
was convicted of violating California Penal Code s
311.2( a), a misdemeanor, by knowingly distributing
obscene matter, [FN1] and the A p p e l l a t e
Department, Superior Court of California, County
of Orange, summarily affirmed the judgment without
opinion. Appellant's conviction was specifically
based on his conduct in causing five unsolicited
advertising brochures to be sent through the
mail in an envelope addressed to a restaurant in
Newport Beach, California. The envelope was
opened by the manager of the restaurant and his
mother. They had not requested the brochures; they
complained to the police.
...
This case involves the application of a State's criminal
obscenity statute to a situation in which sexually
explicit materials have been thrust by aggressive
sales action upon unwilling recipients who had in
no way indicated any desire to receive such materials.
This Court has recognized that the States have
a legitimate interest in prohibiting dissemination or
exhibition of obscene material [FN2] when the
mode of dissemination carries with it a significant
danger of offending the sensibilities of unwilling
recipients or of exposure to juveniles.
...
While Roth presumed 'obscenity' to be 'utterly
without redeeming social importance, ' Memoirs
required that to prove obscenity it must be
affirmatively established that the material is 'utterly
without redeeming social value. ' Thus, even as
they repeated the words of Roth, the Memoirs plurality
produced a drastically altered test that called
on the prosecution to prove a negative, i. e., that the
material was 'utterly without redeeming social
value' a burden virtually impossible to discharge
under our criminal standards of proof. Such considerations
caused Mr. Justice Harlan to wonder if
the 'utterly without redeeming social value'test had
any meaning at all. See Memoirs v. Massachusetts,
id., at 459, 86 S. Ct., at 998 (Harlan, J., dissenting).
See also id., at 461, 86 S. Ct., at 999 (White,
J., dissenting); United States v. Groner, 479 F. 2d
577, 579 581 (CA, 5 1973).
Apart from the initial formulation in the Roth
case, no majority of the Court has at any given time
been able to agree on a standard to determine what
constitutes obscene, pornographic material subject
to regulation under the States' police power. See,
e. g., Redrup v. New York, 386 U. S., at 770 771,
87 S. Ct., at 1415 1416. We have seen 'a variety
of views among the members of the Court
unmatched in any other course of constitutional
adjudication. ' Interstate Circuit, Inc. v. Dallas, 390
U. S., at 704 705, 88 S. Ct., at 1314 (Harlan, J.,
concurring and dissenting) (footnote omitted).
[FN3] This is not remarkable, for in the area of
freedom of speech and press the courts must always
remain sensitive to any infringement on genuinely
serious literary, artistic, political, or scientific
expression. This is an area in which there are few
eternal verities.
...
The basic guidelines for the trier of fact
must be: (a) whether 'the average person, applying
contemporary community standards' would find
that the work, taken as a whole, appeals to the prurient
interest, Kois v. Wisconsin, supra, 408 U. S., at
230, 92 S. Ct., at 2246, quoting Roth v. United
States, supra, 354 U. S., at 489, 77 S. Ct., at 1311; (b)
whether the work depicts or describes, in a patently
offensive way, sexual conduct specifically defined
by the applicable state law; and (c) whether the
work, taken as a whole, lacks serious literary, artistic,
political, or scientific value. We do not adopt as
a constituional standard the 'utterly without
redeeming social value' test of Memoirs v.
Massachusetts, 383 U. S., at 419, 86 S. Ct., at
977; that concept has never commanded the adherence
of more than three Justices at one time. [FN7]
See supra, at 2613. If a state law that regulates
obscene material is thus limited, as written or construed,
the First Amendment values applicable to
the States through the Fourteenth Amendment are
adequately protected by the ultimate power of
appellante courts to conduct an independent review
of constitutional claims when necessary. See Kois
v. Wisconsin, supra, 408 U. S., at 232, 92 S. Ct., at
2247; Memoirs v. Massachuetts, supra, 383 U. S., at
459 460, 86 S. Ct., at 998 (Harlan, J., dissenting);
Jacobellis v. Ohio, 378 U. S., at 204, 84 S. Ct., at
1686 (Harlan, J., dissenting); New York Times Co.
v. Sullivan, 376 U. S. 254, 284 285, 84 S. Ct. 710,
728, 11 L. Ed. 2d 686 (1964); Roth v. United States,
supra, 354 U. S., at 497 498, 77 S. Ct., at 1315
1316 (Harlan, J., concurring and dissenting).
FN7. 'Aquotation from Voltaire in the flyleaf
of a book will not constitutionally redeem an
otherwise obscene publication . . .' Kois v.
Wisconsin, 408 U. S., 229, 231, 92 S. Ct. 2245,
2246, 33 L. Ed. 2d 312 (1972). See Memoirs v.
Massachusetts, 383 U. S. 413, 461, 86 S. Ct. 975,
999, 16 L. Ed. 2d 1 (1966) (White, J., dissenting).
We also reject, as a constitutional standard, the
ambiguous concept of 'social importance. ' See id.,
at 462, 86 S. Ct., at 999 (White, J., dissenting).
We emphasize that it is not our function to
propose regulatory schemes for the States. That
must await their concrete legislative efforts. It is
possible, however, to give a few plain examples of
what a state statute could define for regulation
under part (b) of the standard announced in this
opinion, supra:
(a) Patently offensive representations or descriptions
of ultimate sexual acts, normal or perverted,
actual or simulated.
(b) Patently offensive representation or descriptions
of masturbation, excretory functions, and lews
exhibition of the genitals.
Sex and nudity may not be exploited
without limit by films or pictures exhibited
or sold in places of public accommodation any
more than live sex and nudity can be exhibited
or sold without limit in such public places. [FN8]
At a minimum, prurient, patently offensive depiction
or description of sexual conduct must have
serious literary, artistic, political, or scientific value
to merit First Amendment protection. See Kois v.
Wisconsin, supra, 408 U. S., at 230 232, 92 S. Ct.,
at 2246 2247; Roth v. United States, supra, 354
U. S., at 487, 77 S. Ct., at 1310; Thornhill v.
Alabama, 310 U. S. 88, 101 102, 60 S. Ct. 736,
743 744, 84 L. Ed. 1093 (1940). For example,
medical books for the education of physicians and
related personnel necessarily use graphic illustrations
and descriptions of human anatomy. In
resolving the inevitably sensitive questions of fact
and law, we must continue to rely on the jury system,
accompanied by the safeguards that judges,
rules of evidence, presumption of innocence, and
other protective features provide, as we do with
rape, murder, and a host of other offenses against
society and its individual members. [FN9]
FN8. Although we are not presented here
with the problem of regulating lewd public conduct
itself, the States have greater power to regulate nonverbal,
physical conduct than to suppress depictions
or descriptions of the same behavior. In United
States v. O'Brien, 391 U. S. 367, 377, 88 S. Ct. 1673,
1679, 20 L. Ed. 2d 672 (1968), a case not dealing
with obscenity, the Court held a State regulation of
conduct which itself embodied both
speech and nonspeech elements to be 'sufficiently
justified if . . . it furthers an important or substantial
governmental interest; if the governmental interest
is unrelated to the suppression of free expression;
and if the incidental restriction on alleged First
Amendment freedoms is no greater than is essential
to the furtherance of that interest. ' See California v.
LaRue, 409 U. S. 109, 117 118, 93 S. Ct. 390,
396 397, 34 L. Ed. 2d 342 (1972).
...
Under the holdings announced today, no one
will be subject to prosecution for the sale or exposure
of obscene materials unless these materials
depict or describe patently offensive 'hard core'
sexual conduct specifically defined by the regulating
state law, as written or construed. We are satisfied
that these specific prerequisites will provide
fair notice to a dealer in such materials that his public
and commercial activities may bring
prosecution. See Roth v. United States, supra, 354
U. S., at 491 492, 77 S. Ct., at 1312 1313. Cf.
Ginsberg v. New York, 390 U. S., at 643, 88 S. Ct., at
1282. [FN10] If the inability to define regulated
materials with ultimate, godlike precision altogether
removes the power of the States or the
Congress to regulate, then 'hard core' pornography
may be exposed without limit to the juvenile, the
passerby, and the consenting adult alike, as, indeed,
Mr. Justice Douglas contends. As to Mr. Justice
Douglas'position, see United States v. Thirtyseven
Photographs, 402 U. S. 363, 379 380, 91 S. Ct.
1400, 1409 1410, 28 L. Ed. 2d 822 (1971) (Black,
J., joined by Douglas, J., dissenting); Ginzburg v.
United States, supra, 383 U. S. at 476, 491 492,
86 S. Ct., at 950, 974 (Black, J., and Douglas, J., dissenting);
Jacobellis v. Ohio, supra, 378 U. S., at 196,
84 S. Ct., at 1682 (Black, J., joined by Douglas, J.,
concurring); Roth, supra, 354 U. S., at 508 514, 77
S. Ct., at 1321 1324 (Douglas, J., dissenting). In
this belief, however, Mr. Justice DOUGLAS now
stands alone.
...
Under a National Constitution, fundamental
First Amendment limitations on the powers of the
States do not vary from community to community,
but this does not mean that there are, or should or
can be, fixed, uniform national standards of precisely
what appeals to the 'prurient interest' or is
'patently offensive. ' These are essentially questions
of fact, and our Nation is simply too big and
too diverse for this Court to reasonably expect that
such standards could be articulated for all 50 States
in a single formulation, even assuming the prerequisite
consensus exists. When triers of fact are
asked to decide whether 'the average person, applying
contemporary community standards' w o u l d
consider certain materials 'prurient, ' it would be
unrealistic to require that the answer be based on
some abstract formulation. The adversary system,
with lay jurors as the usual ultimate factfinders in
criminal prosecutions, has historically permitted triers
of fact to draw on the standards of their community,
guided always by limiting instructions on
the law. To require a State to structure obscenity
proceedings around evidence of a national 'community
standard'would be an exercise in futility.
...
It is neither realistic nor constitutionally
sound to read the First Amendment as
requiring that the people of Maine or Mississippi
accept public depiction of conduct found tolerable
in Las Vegas, or New York City.
...
People in different States vary in their tastes and
attitudes, and this diversity is not to be strangled by
the absolutism of imposed uniformity. As the Court
made clear in Mishkin v. New York, 383 U. S., at
508 509, 86 S. Ct., at 963, the primary concern
with requiring a jury to apply the standard of 'the
average person, applying contemporary community
standards'is to be certain that, so far as material is
not aimed at a deviant group, it will be judged by its
impact on an average person, rather than a particularly
susceptible or sensitive person or indeed a
totally insensitive one. See Roth v. United States,
supra, 354 U. S., at 489, 77 S. Ct., at 1311. Cf. the
now discredited test in Regina v. Hicklin, (1868)
L. R. 3 Q. B. 360. We hold that the requirement that
the jury evaluate the materials with reference to
' c o n t e m p o r a r y standards of the State of
California' serves this protective purpose and is
constitutionally adequate. [FN14]
...
Vacated and remanded.
Mr. Justice DOUGLAS, dissenting.
Today we levae open the way for California [FN1]
to send a man to prison for distributing brochures
that advertise books and a movie under freshly written
standards defining obscenity which until
today's decision were never the part of any law.
...
Obscenity cases usually generate tremendous emotional
outbursts. They have no business being in the
courts. If a constitutional amendment authorized
censorship, the censor would probably be an
administrative agency. Then criminal prosecutions
could follow as, if, and when publishers defied the
censor and sold their literature. Under that regime
a publisher would know when he was on dangerous
ground. Under the present regime whether the
old standards or the new ones are used the criminal
law becomes a trap. Abrand new test would put
a publisher behind bars under a new law improvised
by the courts after the publication. That was done
in Ginzburg and has all the evils of an ex post facto
law.
My contention is that until a civil proceeding has
placed a tract beyond the pale, no criminal prosecution
should be sustained. For no more vivid illustration
of vague and uncertain laws could be
designed than those we have fashioned. As Mr.
Justice Harlan has said:
'The upshot of all this divergence in viewpoint is
that anyone who undertakes to examine the Court's
decisions since Roth which have held particular
material obscene or not obscene would find himself
in utter bewilderment. ' Interstate Circuit, Inc. v.
Dallas, 390 U. S. 676, 707, 88 S. Ct. 1298, 1315, 20
L. Ed. 2d 225.
...
If a specific book, play, paper, or motion picture
has in a civil proceeding been condemned as
obscene and review of that finding has been completed,
and thereafter a person publishers, shows, or
displays that particular book or film, then a vague
law has been made specific. There would remain
the underlying question whether the First
Amendment allows an implied exception in the
case of obscenity. I do not think it does [FN6]
and my views on the issue have been
stated over and over again. [FN7] But at least a
criminal prosecution brought at that juncture would
not violate the timehonored voidforvagueness
test. [FN8]
...
The idea that the First Amendment permits government
to ban publications that are 'offensive' to
some people puts an ominous gloss on freedom of
the press. That test would make it possible to ban
any paper or any journal or magazine in some
benighted place. The First Amendment was
designed 'to invite dispute, ' to induce 'a condition
of unrest, 'to 'create dissatisfaction with conditions
as they are, ' and even to stir 'people' to anger. '
Terminiello v. Chicago, 337 U. S. 1, 4, 69 S. Ct. 894,
896, 93 L. Ed. 1131. The idea that the First
Amendment permits punishment for ideas that are
'offensive' to the particular judge or jury sitting in
judgment is astounding. No greater leveler of
speech or literature has ever been designed. To give
the power to the censor, as we do today, is to make
a sharp and radical break with the traditions of a
free society. The First Amendment was not fashioned
as a vehicle for dispensing tranquilizers
to the people. Its prime function was to keep debate
open to 'offensive'as well as to 'staid'people. The
tendency throughout history has been to subdue the
individual and to exalt the power of government.
The use of the standard 'offensive' gives authority
to government that cuts the very vitals out of the
First Amendment. [FN9] As is intimated by the
Court's opinion, the materials before us may be
garbage. But so is much of what is said in political
campaigns, in the daily press, on TV, or over the
radio. By reason of the First Amendment and
solely because of it speakers and publishers have
not been threatened or subdued because their
thoughts and ideas may be 'offensive'to some.
93 S. Ct. 2628
37 L. Ed. 2d 446,
1 Media L. Rep. 1454
413 U. S. 49
Table of Cases
PARIS ADULT THEATRE I et al., Petitioners,
v.
Lewis R. SLATON, District Attorney, Atlanta
Judicial Circuit, et al.
No. 71 1051.
Supreme Court of the United States
Argued Oct. 19, 1972.
Decided June 21, 1973.
Rehearing Denied Oct. 9, 1973.
See 414 U. S. 881, 94 S. Ct. 27.
Suit was brought to enjoin showing of allegedly
obscene motion picture films in theater. T h e
Supreme Court of Georgia, 228 Ga. 343, 185
S. E. 2d 768, reversed the trial court's denial of
injunction. Exhibitors brought certiorari. T h e
Supreme Court, Mr. Chief Justice Burger, held that
nothing in the Constitution precluded the State of
Georgia from regulation of allegedly obscene materials
exhibited at 'adult' theater, provided that the
applicable Georgia law, as written or authoritatively
interpreted by the Georgia courts, met the First
Amendment standards; the Georgia obscenity laws
should be reevaluated in the light of the First
Amendment standards enumerated by United States
Supreme Court decision.
Vacated and remanded.
Mr. Justice Douglas dissented and filed an opinion.
Mr. Justice Brennan dissented and filed opinion in
which Mr. Justice Stewart and Mr. Justice Marshall
joined.
On remand, reversed, 231 Ga. 312, 201 S. E. 2d
456.
Syllabus
Respondents sued under Georgia civil law to
enjoin the exhibiting by petitioners of two allegedly
obscene films. There was no prior restraint. In a
jurywaived trial, the trial court (which did not
require 'expert' affirmative evidence of obscenity)
viewed the films and thereafter dismissed the complaints
on the ground that the display of the films in
commercial theaters to consenting adult audiences
(reasonable precautions having been taken to
exclude minors) was 'constitutionally permissible. '
T h e G e o rgia Supreme Court reversed,
holding that the films constituted 'hard core'
pornography not within the protection of the First
Amendment. Held:
1. Obscene material is not speech entitled to First
Amendment protection. Miller v. California, 413
U. S. 15, 93 S. Ct. 2607, 37 L. Ed. 2d 419; Roth v.
United States, 354 U. S. 476, 77 S. Ct. 1304, 1
L. Ed. 2d 1498. P. 2633.
2. The Georgia civil procedure followed here
(assuming use of a constitutionally acceptable standard
for determining what is unprotected by the
First Amendment) comported with the standards of
Teitel Film Corp. v. Cusack, 390 U. S. 139, 88 S. Ct.
754, 19 L. Ed. 2d 966; Freedman v. Maryland, 380
U. S. 51, 85 S. Ct. 734, 13 L. Ed. 2d 649; and
Kingsley Books, Inc. v. Brown, 354 U. S. 436, 77
S. Ct. 1325, 1 L. Ed. 2d 1469. Pp. 2633 2634.
3. It was not error to fail to require expert affirmative
evidence of the film's obscenity, since the films
(which were the best evidence of what they depicted)
were themselves placed in evidence. Pp.
2634 2635.
4. States have a legitimate interest in regulating
commerce in obscene material and its exhibition in
places of public accommodation, including 'adult'
theaters. Pp. 2635 2642.
(a) There is a proper state concern with safeguarding
against crime and the other arguably ill effects
of obscenity by prohibiting the public or commercial
exhibition of obscene material. Though conclusive
proof is lacking, the States may reasonably
determine that a nexus does or might exist between
antisocial behavior and obscene material, just as
States have acted on unprovable assumptions in
other areas of public control. Pp. 2635 2638.
(b) Though States are free to adopt a laissezfaire
policy toward commercialized obscenity, they are
not constitutionally obliged to do so. P. 2639.
(c) Exhibition of obscene material in places of
public accommodation is not protected by any constitutional
doctrine of privacy. A commercial theater
cannot be equated with a private home; nor is
there here a privacy right arising from a special
relationship, such as marriage. Stanley v. Georgia,
394 U. S. 557, 89 S. Ct. 1243, 22 L. Ed. 2d 542;
Griswold v. Connecticut, 381 U. S. 479, 85 S. Ct.
1678, 14 L. Ed. 2d 510, distinguished. Nor can the
privacy of the home be equated with a 'zone' of
'privacy'that follows a consumer of obscene materials
wherever he goes. United States v. Orito, 413
U. S. 139, 93 S. Ct. 2674, 37 L. Ed. 2d 513; United
States v. 12 200Foot Reels of Super 8mm., 413
U. S. 123, 93 S. Ct. 2665, 37 L. Ed. 2d 500. Pp.
2639 2640.
(d) Preventing the unlimited display of obscene
material is not thought control. Pp. 2640 2641.
(e) Not all conduct directly involving 'consenting
adults'only has a claim to constitutional protection.
Pp. 2640 2642.
5. The Georgia obscenity laws involved herein
should now be reevaluated in the light of the First
Amendment standards newly enunciated by the
Court in Miller v. California, 413 U. S. 15, 93 S. Ct.
2607, 37 L. Ed. 2d 419. P. 2642.
Mr. Chief Justice BURGER delivered the opinion
of the Court.
Petitioners are two Atlanta, Georgia, movie theaters
and their owners and managers, operating in
the style of 'adult' theaters. On December 28,
1970, respondents, the local state district attorney
and the solicitor for the local state trial court, filed
civil complaints in that court alleging that petitioners
were exhibiting to the public for paid admission
two allegedly obscene films, contrary to
Georgia Code Ann. s 26 2101. [FN1] The two
films in question, 'Magic Mirror' and 'It All Comes
Out in the End, 'depict sexual conduct characterized
by the Georgia Supreme Court as 'hard core
pornography'leaving 'little to the imagination. '
...
The two films were exhibited to the trial court. The
only other state evidence was testimony by criminal
investigators that they had paid admission to see the
films and that nothing on the outside of the theater
indicated the full nature of what was shown. In particular,
nothing indicated that the films depicted
as as they did scenes of simulated fellatio, cunnilingus,
and group sex intercourse. There was no
evidence presented that minors had ever entered the
theaters. Nor was there evidence presented that
petitioners had a systematic policy of barring
minors, apart from posting signs at the entrance. On
April 12, 1971, the trial judge dismissed
respondents'complaints. He assumed 'that obscenity
is established, 'but stated:
'It appears to the Court that the display of these
films in a commercial theatre, when surrounded by
requisite notice to the public of their nature and by
reasonable protection against the exposure
of these films to minors, is constitutionally permissible.
'
On appeal, the Georgia Supreme Court unanimously
reversed. 228 Ga. 343, 185 S. E. 2d 768. It
assumed that the adult theaters in question barred
minors and gave a full warning to the general public
of the nature of the films shown, but held that the
films were without protection under the First
Amendment. Citing the opinion of this Court in
United States v. Reidel, 402 U. S. 351, 91 S. Ct.
1410, 28 L. Ed. 2d 813 (1971), the Georgia court
stated that 'the sale and delivery of obscene material
to willing adults is not protected under the first
amendment. 'The Georgia court also held Stanley v.
Georgia, 394 U. S. 557, 89 S. Ct. 1243, 22 L. Ed. 2d
542 (1969), to be inapposite since it did not deal
with 'the commercial distribution of pornography,
but with the right of Stanley to possess, in the privacy
of his home, pornographic films. ' 228 Ga.
343, 345, 185 S. E. 2d 768, 769 (1971). After viewing
the films, the Georgia Supreme Court held that
their exhibition should have been enjoined, stating:
'The films in this case leave little to the imagination.
It is plain what they purport to depict, that is,
conduct of the most salacious character. We hold
that these films are also hard core pornography, and
the showing of such films should have been
enjoined since their exhibition is not protected by
the first amendment. ' Id., at 347, 185 S. E. 2d, at
770.
It should be clear from the outset that we do not
undertake to tell the States what they must do, but
rather to define the area in which they may
chart their own course in dealing with obscene
material. This Court has consistently held that
obscene material is not protected by the First
Amendment as a limitation on the state police
power by virtue of the Fourteenth Amendment.
Miller v. California, 413 U. S. 15, at 23 25, 93
S. Ct. 2607, at 2614 2615, 37 L. Ed. 2d 419; Kois v.
Wisconsin, 408 U. S. 229, 230, 92 S. Ct. 2245, 2246,
33 L. Ed. 2d 312 (1972); United States v. Reidel,
supra, 402 U. S., at 354, 91 S. Ct., at 1411; 354 U. S.
476, 485, 77 S. Ct. 1304, 1309, 1 L. Ed. 2d 1498
(1957).
...
We categorically disapprove the theory,
apparently adopted by the trial judge, that obscene,
pornographic films acquire constitutional immunity
from state regulation simply because they are
exhibited for consenting adults only. This holding
was properly rejected by the Georgia Supreme
Court. Although we have often pointedly recognized
the high importance of the state interest in
regulating the exposure of obscene materials to
juveniles and unconsenting adults, see Miller v.
California, supra, 413 U. S., at 18 20, 93 S. Ct., at
2612 2613; Stanley v. Georgia, 394 U. S., at 567,
89 S. Ct., at 1249; Redrup v. New York, 386 U. S.
767, 769, 87 S. Ct. 1414, 1415, 18 L. Ed. 2d 515
(1967), this Court has never declared these to be the
only legitimate state interests permitting regulation
of obscene material. The States have a longrecognized
legitimate interest in regulating the use of
obscene material in local commerce and in all
places of public accommodation, as long as these
regulations do not run afoul of specific constitutional
prohibitions. See United States v. ThirtySeven
Photographs, supra, 402 U. S., at 376 377,
91 S. Ct., at 1408 1409 (opinion of White, J.);
United States v. Reidel, 402 U. S., at 354 356, 91
S. Ct., at 1411 1413. Cf. United States v. ThirtySeven
Photographs, supra, 402 U. S., at 378, 91
S. Ct., at 1409 (Stewart, J., concurring). 'In an
unbroken series of cases extending over a long
stretch of this Court's history it has been accepted
as a postulate that 'the primay requirements of
decency may be enforced against obscene publications.
' (Near v. Minnesota ex rel. Olson, 283 U. S.
697, 716, 51 S. Ct. 625, 631, 15 L. Ed. 1357
(1931)). 'Kingsley Books, Inc. v. Brown, supra, 354
U. S., at 440, 77 S. Ct., at 1327.
[8] In particular, we hold that there are legitimate
state interests at stake in stemming the tide of commercialized
obscenity, even assuming it is feasible
to enforce effective safeguards against exposure to
juveniles and to passersby. [FN7] Rights and
interests 'other than those of the advocates are
involved. 'Breard v. Alexandria, 341 U. S. 622, 642,
71 S. Ct. 920, 932, 95 L. Ed. 1233 (1951). These
include the interest of the public in the quality of
life and the total community environment, the tone
of commerce in the great city centers, and, possibly,
the public safety itself. The HillLink Minority
Report of the Commission on Obscenity and
Pornography indicates that there is at least an
arguable correlation between obscene material and
crime. [FN8] Quite apart from sex crimes,
however, there remains one problem of
l a rge proportions aptly described by Professor
Bickel:
...
FN8. The Report of the Commission on
Obscenity and Pornography 390 412 (1970). For
a discussion of earlier studies indicating 'a division
of thought (among behavioral scientists) on the correlation
between obscenity and socially deleterious
behavior', Memoirs v. Massachusetts, supra, 383
U. S., at 451, 86 S. Ct., at 993, and references to
expert opinions that obscene material may induce
crime and antisocial conduct, see id., at 451 453,
86 S. Ct., at 993 995 (Clark, J., dissenting). As Mr.
Justice Clark emphasized:
'While erotic stimulation caused by pornography
may be legally insignificant in itself, there are medical
experts who believe that such stimulation frequently
manifests itself in criminal sexual behavior
or other antisocial conduct. For example, Dr.
G e o rge W. Henry of Cornell University has
expressed the opinion that obscenity, with its exag gerated
and morbid emphasis on sex, particularly
abnormal and perverted practices, and its unrealistic
presentation of sexual behavior and attitudes,
may induce antisocial conduct by the average person.
A number of sociologists think that this material
may have adverse effects upon individual mental
health, with potentially disruptive consequences
for the community.
'Congress and the legislatures of every State
have enacted measures to restrict the distribution of
erotic and pornographic material, justify these controls
by reference to evidence that antisocial behavior
may result in part from reading obscenity. ' Id.,
at 452 453, 86 S. Ct., at 994 995 (footnotes
omitted).
...
As Mr. Chief Justice Warren stated, there is a 'right
of the Nation and of the States to maintain a decent
society . . ., ' Jacobellis v. Ohio, 378 U. S. 184,
199, 84 S. Ct. 1676, 1684, 12 L. Ed. 2d 793 (1964)
(dissenting opinion).
...
But, it is argued, there are no scientific data
which conclusively demonstrate that exposure to
obscene material adversely affects men and women
or their society. It is urged on behalf of the petitioners
that, absent such a demonstration, and kind of
state regulation is 'impermissible. ' We reject this
argument. It is not for us to resolve empirical uncertainties
underlying state legislation, save in the
exceptional case where that legislation plainly
impinges upon rights protected by the Constitution
itself. [FN11] Mr. Justice Brennan, speaking
for the Court in Ginsberg v. New York, 390 U. S.
629, 642 643, 88 S. Ct. 1274, 1282, 20 L. Ed. 2d
195 (1968), said: 'We do not demand of legislatures
'scientifically certain criteria of legislation. ' Noble
State Bank v. Haskell, 219 U. S. 104, 110 (31 S. Ct.
186, 187) 55 L. Ed. 112. 'Although there is no conclusive
proof of a connection between antisocial
behavior and obscene material, the legislature
of Georgia could quite reasonably determine that
such a connection does or might exist. In deciding
Roth, this Court implicitly accepted that a legislature
could legitimately act on such a conclusion to
protect 'the social interest in order and morality. '
Roth v. United States, 354 U. S., at 485, 77 S. Ct., at
1309, quoting Chaplinsky v. New Hampshire, 315
U. S. 568, 572, 62 S. Ct. 766, 769, 86 L. Ed. 1031
(1942) (emphasis added in Roth). [FN12]
...
It is asserted, however, that standards
for evaluating state commercial regulations are
inapposite in the present context, as state regulation
of access by consenting adults to obscene material
violates the constitutionally protected right to privacy
enjoyed by petitioners' customers. Even
assuming that petitioners have vicarious standing to
assert potential customers'rights, it is unavailing to
compare a theater, open to the public for a fee, with
the private home of Stanley v. Georgia, 394 U. S., at
568, 89 S. Ct., at 1249, and the marital bedroom of
Griswold v. Connecticut, supra, 381 U. S., at 485
486, 85 S. Ct., at 1682 1683. This Court, has, on
numerous occasions, refused to hold that commercial
ventures such as a motionpicture house are
'private'for the purpose of civil rights litigation and
civil rights statutes....
If obscene material unprotected
by the First Amendment in itself carried with
it a 'penumbra' of constitutionally protected privacy,
this Court would not have found it necessary to
decide Stanley on the narrow basis of the 'privacy
of the home, 'which was hardly more than a reaffirmation
that 'a man's home is his castle. 'Cf. Stanley
v. Georgia, supra, 394 U. S., at 564, 89 S. Ct., at
1247. [FN13] Moreover, we have declined to
equate the privacy of the home relied on in Stanley
with a 'zone' of 'privacy' that follows a distributor
or a consumer of obscene materials whatever he
goes. See United States v. Orito, 413 U. S. 139, at
141 143, 93 S. Ct. 2674, at 2676 2678, 37
L. Ed. 2d 513; United States v. Twelve 200Foot
Reels of Super 8mm. Film, 413 U. S. 123, at 126
129, 93 S. Ct. 2665, at 2667 2669, 37 L. Ed. 2d
500; United States v. ThirtySeven Photographs,
402 U. S., at 376 377, 91 S. Ct., at 1408 1409
(opinion of White, J.); United States v. Reidel,
supra, 402 U. S., at 355, 91 S. Ct., at 1412. The idea
of a 'privacy'right and a place of public accommodation
are, in this context, mutually exclusive.
Conduct or depictions of conduct that the state
police power can prohibit on a public street do not
become automatically protected by the Constitution
merely because the conduct is moved to a bar or a
'live'theater stage, any more than a 'live'performance
of a man and woman locked in a sexual
embrace at high noon in Times Square is protected
by the Constitution because they simultaneously
engage in a valid political dialogue.
...
It is also argued that the State has no legitimate
interest in 'control (of) the moral content of
a person's thoughts, 'Stanley v. Georgia, supra, 394
U. S., at 565, 89 S. Ct., at 1248 and we need not
quarrel with this. But we reject the claim that the
State of Georgia is here attempting to control the
minds or thoughts of those who patronize theaters.
Preventing unlimited display or distribution of
obscene material, which by definition lacks any
serious literary, artistic, political, or scientific value
as communication, Miller v. California, supra, 413
U. S., at 24, 34, 93 S. Ct., at 2615, 2620, is distinct
from a control of reason and the intellect. Cf. Kois
v. Wisconsin, 408 U. S. 229, 92 S. Ct. 2245, 33
L. Ed. 2d 312 (1972); Roth v. United States, supra,
354 U. S., at 485 487, 77 S. Ct., at 1309 1310;
Thornhill v. Alabama, 310 U. S. 88, 101 102, 60
S. Ct. 736, 743 744, 84 L. Ed. 1093 (1940); Finnis,
'Reason and Passion': The Constitutional Dialectic
of Free Speech and Obscenity, 116 U. Pa. L. Rev.
222, 229 230, 241 243 (1967). Where communication
of ideas, protected by the First
Amendment, is not involved, or the particular privacy
of the home protected by Stanley, or any of the
other 'areas or zones' of constitutionally protected
privacy, the mere fact that, as a consequence, some
human 'utterances'or 'thoughts'may be incidentally
affected does not bar the State from acting to protect
legitimate state interests. Cf. Roth v. United
States, supra, 354 U. S., at 483, 485 487, 77 S. Ct.,
at 1308, 1309 1310; Beauharnais v. Illinois, 343
U. S., at 256 257, 72 S. Ct., at 730 731. The fantasies
of a drug addict are his own and beyond the
reach of government, but government regulation of
drug sales is not prohibited by the Constitution.
Cf. United States v. Reidel, supra, 402 U. S., at
359 360, 91 S. Ct., at 1414 (Harlan, J., concurring).
Finally, petitioners argue that conduct
which directly involves 'consenting adults' only
has, for that sole reason, a special claim to constitutional
protection. Our Constitution establishes a
broad range of conditions on the exercise of power
by the States, but for us to say that our Constitution
incorporates the proposition that conduct involving
consenting adults only is always beyond state regulation,
[FN14] is a step we are unable to take.
[FN15] Commercial exploitation of depictions,
descriptions, or exhibitions of obscene conduct on
commercial premises open to the adult public falls
within a State's broad power to regulate commerce
and protect the public environment. The issue
in this context goes beyond whether someone, or
even the majority, considers the conduct depicted as
'wrong' or 'sinful. ' The States have the power to
make a morally neutral judgment that public exhibition
of obscene material, or commerce in such
material, has a tendency to injure the community as
a whole, to endanger the public safety, or to jeopardize
in Mr. Chief Justice Warren's words, the
States' 'right . . . to maintain a decent society. '
Jacobellis v. Ohio, 378 U. S., at 199, 84 S. Ct., at
1684 (dissenting opinion).
...
[27][ 28] To summarize, we have today reaffirmed
the basic holding of Roth v. United States, supra,
that obscene material has no protection under the
First Amendment. See Miller v. California, supra,
and Kaplan v. California, 413 U. S. 115, 93 S. Ct.
2680, 37 L. Ed. 2d 492. We have directed our holdings,
not at thoughts or speech, but at depiction and
description of specifically defined sexual conduct
that States may regulate within limits
designed to prevent infringement of First
Amendment rights. We have also reaffirmed the
holdings of United States v. Reidel, supra, and
United States v. ThirtySeven Photographs, supra,
that commerce in obscene material is unprotected
by any constitutional doctrine of privacy. United
States v. Orito, supra, 413 U. S., at 141 143, 93
S. Ct., at 2676 2678; United States v. Twelve 200
Foot Reels of Super 8 mm. Film, 413 U. S., at 126
129, 93 S. Ct., at 2668 2669. In this case we hold
that the States have a legitimate interest in regulating
commerce in obscene material and in regulating
exhibition of obscene material in places of public
accommodation, incloding socalled 'adult'theaters
from which minors are excluded. In light of these
holdings, nothing precludes the State of Georgia
from the regulation of the allegedly obscene material
exhibited in Paris Adult Theatre I or II, provided
that the applicable Georgia law, as written or
authoritatively interpreted by the Georgia courts,
meets the First Amendment standards set forth in
Miller v. California, supra, 413 U. S., at 23 25, 93
S. Ct., at 2614 2616. The judgment is vacated
and the case remanded to the Georgia Supreme
Court for further proceedings not inconsistent with
this opinion and Miller v. California, supra. See
United States v. 12 200Foot Reels of Super 8 mm.
Film, 413 U. S., at 130 n. 7, 93 S. Ct., at 2670, n. 7.
Vacated and remanded.
Mr. Justice BRENNAN, with whom Mr.
Justice STEWART and Mr. Justice MARSHALL
join, dissenting.
This case requires the Court to confront once again
the vexing problem of reconciling state efforts to
suppress sexually oriented expression with the protections
of the First Amendment, as applied to the
States through the Fourteenth Amendment. No
other aspect of the First Amendment has, in recent
years, demanded so substantial a commitment of
our time, generated such disharmony of views, and
remained so resistant to the formulation of stable
and manageable standards. I am convinced that the
approach initiated 16 years ago in Roth v. United
States, 354 U. S. 476, 77 S. Ct. 1304, 1 L. Ed. 2d 1498
(1957), and culminating in the Court's decision
today, cannot bring stability to this area of the law
without jeopardizing fundamental First
Amendment values, and I have concluded that the
time has come to make a significant departure
from that approach.
...
Roth rested, in other words, on what has been
termed a twolevel approach to the question of
obscenity. [FN5] While much criticized, [FN6] that
approach has been endorsed by all but two members
of this Court who have addressed the question
since Roth. Yet our efforts to implement that
approach demonstrate that agreement on the existence
of something called 'obscenity' is still a long
and painful step from agreement on a workable definition
of the term.
...
Our experience with the Roth approach has certainly
taught us that the outright suppression of
obscenity cannot be reconciled with the fundamental
principles of the First and Fourteenth
Amendments. For we have failed to formulate a
standard that sharply distinguishes protected from
unprotected speech, and out of necessity, we have
resorted to the Redrup approach, which resolves
cases as between the parties, but offers only the
most obscure guidance to legislation, adjudication
by other courts, and primary conduct. By disposing
of cases through summary reversal or denial of certiorari
we have deliberately and eff e c t i v e l y
obscured the rationale underlying the decisions. It
comes as no surprise that judicial attempts to follow
our lead conscientiously have often ended in hopeless
confusion.
...
Our experience since Roth requires us not only to
abandon the effort to pick out obscene material on
a casebycase basis, but also to reconsider a fundamental
postulate of Roth: that there exists a definable
class of sexually oriented expression that may
be totally suppressed by the Federal and State
Governments. Assuming that such a class of
expression does in fact exist, [FN21] I am forced to
conclude that the concept of 'obscenity' cannot be
defined with sufficient specificity and clarity to
provide fair notice to persons who create and distribute
sexually oriented materials, to prevent substantial
erosion of protected speech as a byproduct
of the attempt to suppress unprotected speech, and
to avoid very costly institutional harms. Given
these inevitable side effects of state efforts to suppress
what is assumed to be unprotected speech, we
must scrutinize with care the state interest that is
asserted to justify the suppression. For in the
absence of some very substantial interest in suppressing
such speech, we can hardly condone the ill
effects that seem to flow inevitably from the effort.
[FN22]
...
Because we assumed incorrectly, as experience
has proved that obscenity could be separated
from other sexually oriented expression without
significant costs either to the First Amendment or to
the judicial machinery charged with the task of
safeguarding First Amendment freedoms, we had
no occasion in Roth to probe the asserted state
interest in curtailing unprotected, sexually oriented
speech. Yet, as we have increasingly come to appreciate
the vagueness of the concept of obscenity, we
have begun to recognize and articulate the state
interests at stake. Significantly, in Redrup v. New
York, 386 U. S. 767, 87 S. Ct. 1414, 18
L. Ed. 2d 515 (1967), where we set aside findings
of obscenity with regard to three sets of material,
we pointed out that '( i) n none of the cases
was there a claim that the statute in question reflected
a specific and limited state concern for juveniles.
See Prince v. Massachusetts, 321 U. S. 158 (64 S. Ct.
438) 88 L. Ed. 645; cf. Butler v. Michigan, 352 U. S.
380 (77 S. Ct. 524) 1 L. Ed. 2d 412. In none was there
any suggestion of an assault upon individual privacy
by publication in a manner so obtrusive as to
make it impossible for an unwilling individual to
avoid exposure to it. Cf. Breard v. Alexandria, 341
U. S. 622 (71 S. Ct. 920) 95 L. Ed. 1233; Public
Utilities Comm'n v. Pollak, 343 U. S. 451 (72 S. Ct.
813) 96 L. Ed. 1068. And in none was there evidence
of the sort of 'pandering' which the Court
found significant in Ginzburg v. United States, 383
U. S. 463 (86 S. Ct. 942) 16 L. Ed. 2d 31. ' 386 U. S.,
at 769, 87 S. Ct., at 1415.
See Rowan v. U. S. Post Office Dept., 397 U. S. 728,
90 S. Ct. 1484, 25 L. Ed. 2d 736 (1970); Stanley v.
Georgia, 394 U. S., at 567, 89 S. Ct., at 1249. [FN23]
...
In short, while I cannot say that the interests of the
State apart from the question of juveniles and
unconsenting adults are trivial or nonexistent, I
am compelled to conclude that these interests cannot
justify the substantial damage to constitutional
rights and to this Nation's judicial machinery that
inevitably results from state efforts to bar the
distribution even of unprotected material to consenting
adults. NAACP v. Alabama, 377 U. S. 288,
307, 84 S. Ct. 1302, 1313, 12 L. Ed. 2d 325 (1964);
Cantwell v. Connecticut, 310 U. S., at 304, 60 S. Ct.,
at 903. I would hold, therefore, that at least in the
absence of distribution to juveniles or obtrusive
exposure to unconsenting adults, the First and
Fourteenth Amendments prohibit the State and
Federal Governments from attempting wholly to
suppress sexually oriented materials on the basis of
their allegedly 'obscene' contents. Nothing in this
approach precludes those governments from taking
action to serve what may be strong and legitimate
interests through regulation of the manner of distribution
of sexually oriented material.
'Obscenity' at most is the expression of offensive
ideas. There are regimes in the world where ideas
'offensive' to the majority (or at least to those who
control the majority) are suppressed. There life proceeds
at a monotonous pace. Most of us would find
that world offensive. One of the most offensive
experiences in my life was a visit to a nation where
bookstalls were filled only with books on mathematics
and books on religion.
I am sure I would find offensive most of the books
and movies charged with being obscene. But in a
life that has not been short, I have yet to be trapped
into seeing or reading something that would offend
me. I never read or see the materials coming to the
Court under charges of 'obscenity, ' because I have
thought the First Amendment made it unconstitutional
for me to act as a censor. I see ads in bookstores
and neon lights over theaters that resemble
bait for those who seek vicarious exhilaration.
As a parent or a priest or as a teacher I would have
no compunction in edging my children or wards
away from the books and movies that did no more
than excite man's base instincts. But I never supposed
that government was permitted to sit in judgment
on one's tastes or beliefs save as they
involved action within the reach of the police power
of government.
107 S. Ct. 1918
95 L. Ed. 2d 439,
55 USLW 4595,
14 Media L. Rep. 1001
481 U. S. 497
Table of Cases
Richard POPE and Charles G. Morrison,
Petitioners
v.
ILLINOIS.
No. 851973.
Supreme Court of the United States
Argued Feb. 24, 1987.
Decided May 4, 1987.
Defendant was convicted in the 17th Circuit Court,
Winnebago County, Robert French, J., of three
counts of obscenity, and he appealed. T h e
Appellate Court, Hopf, J., 138 Ill. App. 3d 726, 93
Ill. Dec. 249, 486 N. E. 2d 350, affirmed in part,
reversed in part, and remanded. The Illinois
Supreme Court denied review, and defendant petitioned
for certiorari to the United States Supreme
Court. In unrelated case, second defendant was
convicted of sale of allegedly obscene magazine by
the 17th Circuit Court, Winnebago County, and he
appealed. The Appellate Court, 138 Ill. App. 3d 595,
93 Ill. Dec. 244, 486 N. E. 2d 345, affirmed. The
Illinois Supreme Court denied review, and second
defendant petitioned for certiorari. Granting petitions
and consolidating cases, the Supreme Court,
Justice White, held that: (1) proper inquiry, in
deciding whether allegedly obscene materials had
any "literary, artistic, political or scientific value,"
was not whether ordinary member of any given
community would find serious literary, artistic,
political or scientific value in material, but whether
reasonable person would find such value, taking
material as whole, and (2) harmless error inquiry
was appropriate, to determine whether defendants
were entitled to new trial.
Vacated and remanded.
Justice Scalia, concurred and filed opinion.
Justice Blackmun concurred in part and dissented
in part and filed opinion.
Justice Brennan dissented and filed opinion.
Justice Stevens dissented and filed opinion, in
which Justice Marshall joined, and in which Justice
Blackmun and Justice Brennan joined in part.
Opinion on remand, 162 Ill. App. 3d 299, 113
Ill. Dec. 547, 515 N. E. 2d 356.
Justice WHITE delivered the opinion of
the Court.
In Miller v. California, 413 U. S. 15, 93 S. Ct. 2607,
37 L. Ed. 2d 419 (1973), the Court set out a tripartite
test for judging whether material is obscene. The
third prong of the Miller test requires the trier of
fact to determine "whether the work, taken as a
whole, lacks serious literary, artistic, political, or
scientific value." Id., at 24, 93 S. Ct., at 2614. The
issue in this case is whether, in a prosecution for
the sale of allegedly obscene materials, the
jury may be instructed to apply community standards
in deciding the value question.
...
In Miller itself, the Court was careful to
point out that "[ t] he First Amendment protects
works which, taken as a whole, have serious literary,
artistic, political, or scientific value, regardless
of whether the government or a majority of the people
approve of the ideas these works represent."
413 U. S., at 34, 93 S. Ct., at 2620. Just as the ideas
a work represents need not obtain majority approval
to merit protection, neither, insofar as the First
Amendment is concerned, does the value of the
work vary from community to community based on
the degree of local acceptance it has won. The
proper inquiry is not whether an ordinary member
of any given community would find serious
literary, artistic, political, or scientific value in
allegedly obscene material, but whether a reasonable
person would find such value in the material,
taken as a whole. [FN3] The instruction at issue in
this case was therefore unconstitutional.
...
It is so ordered.
Justice SCALIA, concurring.
...
I join the Court's opinion with regard to an "objective"
or "reasonable person" test of "serious literary,
artistic, political, or scientific value," Miller v.
California, 413 U. S. 15, 24, 93 S. Ct. 2607, 2614, 37
L. Ed. 2d 419 (1973), because I think that the most
faithful assessment of what Miller intended, and
because we have not been asked to reconsider
Miller in the present case. I must note, however,
that in my view it is quite impossible to come to an
objective assessment of (at least) literary or artistic
value, there being many accomplished people who
have found literature in Dada, and art in the replication
of a soup can. Since ratiocination has
little to do with esthetics, the fabled "reasonable
man" is of little help in the inquiry, and would have
to be replaced with, perhaps, the "man of tolerably
good taste" a description that betrays the lack of
an ascertainable standard. If evenhanded and accurate
decisionmaking is not always impossible under
such a regime, it is at least impossible in the cases
that matter. I think we would be better advised to
adopt as a legal maxim what has long been the wisdom
of mankind: De gustibus non est disputandum.
Just as there is no use arguing about taste,
there is no use litigating about it. For the law courts
to decide "What is Beauty" is a novelty even by
today's standards.
The approach proposed by Part II of Justice
STEVENS'dissent does not eliminate this difficulty,
but arguably aggravates it. It is a refined enough
judgment to estimate whether a reasonable person
would find literary or artistic value in a particular
publication; it carries refinement to the point of
meaninglessness to ask whether he could do so.
Taste being, as I have said, unpredictable, the
answer to the question must always be "yes" so
that there is little practical difference between that
proposal and Part III of Justice STEVENS'dissent,
which asserts more forthrightly that "government
may not constitutionally criminalize mere possession
or sale of obscene literature, absent some connection
to minors, or obtrusive display to unconsenting
adults." Post, at 1927 (footnote omitted).
All of today's opinions, I suggest, display the need
for reexamination of Miller.
...
Justice BRENNAN, dissenting.
Justice STEVENS persuasively demonstrates the
unconstitutionality of criminalizing the possession
or sale of "obscene" materials to consenting adults.
I write separately only to reiterate my view
that any regulation of such material with respect to
consenting adults suffers from the defect that "the
concept of 'obscenity'cannot be defined with suffi cient
specificity and clarity to provide fair notice to
persons who create and distribute sexually oriented
materials, to prevent substantial erosion of protected
speech as a byproduct of the attempt to suppress
unprotected speech, and to avoid very costly institutional
harms." Paris Adult Theatre I v. Slaton,
413 U. S. 49, 103, 93 S. Ct. 2628, 2657, 37 L. Ed. 2d
446 (1973) (BRENNAN, J., dissenting). I therefore
join all but footnote 11 of Justice STEVENS' dissent.
Justice STEVENS, with whom Justice MARSHALLjoins,
with whom Justice BRENNAN joins
except as to footnote 11, and with whom Justice
BLACKMUN joins as to Part I, dissenting.
The Court correctly holds that the juries that convicted
petitioners were given erroneous instructions
on one of the three essential elements of an obscenity
conviction. Nevertheless, I disagree with its disposition
of the case for three separate reasons: (1)
the error in the instructions was not harmless; (2)
the Court's attempt to clarify the constitutional definition
of obscenity is not faithful to the First
Amendment; and (3) I do not believe Illinois may
criminalize the sale of magazines to consenting
adults who enjoy the constitutional right to read and
possess them.
...
In my judgment, communicative material of
this sort is entitled to the protection of the First
Amendment if some reasonable persons could consider
it as having serious literary artistic, political,
or scientific value. Over 40 years ago, the Court
recognized that
"Under our system of government there is an
accommodation for the widest varieties of tastes
and ideas. What is good literature, what has educational
value, what is refined public information,
what is good art, varies with individuals as it does
from one generation to another.... From the multitude
of competing offerings the public will pick and
choose. What seems to one to be trash may have
for others fleeting or even enduring values."
Hannegan v. Esquire, Inc., 327 U. S. 146, 157158
[66 S. Ct. 456, 461, 90 L. Ed. 586] (1946).
The purpose of the third element of the Miller test
is to ensure that the obscenity laws not be allowed
to " 'level' the available reading matter to the
majority or lowest common denominator of the
population.... It is obvious that neither Ulysses nor
Lady Chatterley's Lover would have literary appeal
to the majority of the population." F. Schauer, The
Law of Obscenity 144 (1976). Ajuror asked to create
"a reasonable person" in order to apply the standard
that the Court announces today might well
believe that the majority of the population who find
no value in such a book are more reasonable than
the minority who do find value. [FN5] First
Amendment protection surely must not be
contingent on this type of subjective determination.
...
As was the case in Smith, "I do not know whether
the ugly pictures in this record have any beneficial
value." 431 U. S., at 319, 97 S. Ct., at 1773
(STEVENS, J., dissenting). I do know though:
"The fact that there is a large demand for comparable
materials indicates that they do provide
amusement or information, or at least satisfy the
curiosity of interested persons. Moreover, there are
serious wellintentioned people who are persuaded
that they serve a worthwhile purpose.
Others believe they arouse passions that lead to the
commission of crimes; if that be true, surely there
is a mountain of material just within the protected
zone that is equally capable of motivating comparable
conduct. Moreover, the baneful effects of these
materials are disturbingly reminiscent of
arguments formerly made about what are now valued
as works of art. In the end, I believe we must
rely on the capacity of the free marketplace of ideas
to distinguish that which is useful or beautiful from
that which is ugly or worthless." Id., at 320321, 97
S. Ct., at 17731774 (footnotes omitted).
I respectfully dissent.
758 P. 2d 1128,
250 Cal. Rptr. 598,
57 USLW 2162,
15 Media L. Rep. 2072
(Cite as: 46 Cal. 3d 419)
Table of Cases
THE PEOPLE, Plaintiff and Respondent,
v.
HAROLD FREEMAN, Defendant and
Appellant
No. S000070.
Supreme Court of California.
Aug 25, 1988.
A filmmaker was convicted on five counts of
pandering (Pen. Code, s 266i). He hired and paid
numerous adult actors (including five actresses) to
perform lawful sexual acts in a motion picture he
produced and directed at a private residence. No
violation of the obscenity laws (Pen. Code, s 311 et
seq.) was charged. (Superior Court of Los Angeles
County, No. A 805936, James A. Albracht, Judge.)
The Court of Appeal, Second Dist., Div. Four, No.
B015697, affirmed.
The Supreme Court reversed the judgment of the
Court of Appeal, holding the pandering statute
(Pen. Code, s 266i) was not intended to and did not
apply to the conduct involved in the payment of
wages to actresses performing lawful sexual acts in
the making of a motion picture that was not determined
to be obscene. The court also held the prosecution
of a filmmaker under s 266i for pandering
for hiring actors to perform in the production of a
motion picture not adjudged obscene impinged
unconstitutionally on U. S. Const., 1st Amend., val ues.
(Opinion by Kaufman, J., with Mosk,
Broussard, Panelli, JJ., and Kline (J. Anthony), J.,
[FN*] concurring. Lucas, C. J., and Eagleson, J.,
concurred in the judgment.)
KAUFMAN, J.
Defendant Harold Freeman hired and paid actors
to perform in a nonobscene commercial film which
portrayed sexually explicit acts. On that account he
was charged with and convicted of five counts of
pandering procurement of persons 'for the purpose
of prostitution' under Penal Code section
266i. He appealed contending his conduct did not
constitute the crime of pandering. The Court of
Appeal affirmed the judgment of conviction.
This court granted review because of First
Amendment concerns and the statewide significance
of the issues. Because of the language of the
statutes involved and because construction of the
pandering statute to make it applicable to the hiring
and payment of actors to perform in a nonobscene
motion picture would unlawfully impinge upon
protected First Amendment rights, we are compelled
to conclude the pandering statute was not
intended to and does not apply to the conduct here
involved and that defendant's convictions of pandering
must be reversed.
I. Facts
Defendant Freeman is the president of
Hollywood Video Production Company
(Hollywood Video), which is in the business of producing
and marketing 'adult' films. In September
1983 defendant produced and directed a film called
'Caught from Behind, Part II. ' Defendant hired
actors and actresses to perform in the film. As part
of their roles, the performers engaged in various
sexually explicit acts, including sexual intercourse,
oral copulation and sodomy.
All the filming was done in the private residence
of Nancy Conger, and was not open to the public.
Conger was paid for the use of her home in the
making of the film. She also asked if she could act
in the film. Defendant agreed Conger could be in
the film. With the exception of Nancy Conger, all
the actors and actresses in the film were cast
through the World Modeling Agency operated by
Jim South. Defendant paid each actor for his or her
performance in the film, and paid an additional fee
to South for each performer from World Modeling
Agency who had been cast for a role in the film.
Defendant was charged with five counts of pandering
(Pen. Code, s 266i) based on the hiring of
five actresses who performed sex acts in the film.
Defendant was not charged with any violation
of the obscenity laws (Pen. Code, s 311 et seq.) in
connection with production or distribution of the
film and there was no determination the film was
obscene.
After a jury trial, defendant was found guilty on
all five counts. Defendant was placed on five years
probation and ordered as conditions of probation to
serve 90 days in the county jail and pay restitution
of $10,000 under Penal Code section 1203.04 and a
$100 restitution fine under Government Code section
13967, subdivision (a).
II. Discussion
The issues and contentions in this case and their
resolution are pervaded by a central fact. The film
was not determined to be obscene and for purposes
of this review must be deemed to be not obscene.
Thus the prosecution of defendant under the pandering
statute must be viewed as a somewhat transparent
attempt at an 'end run' around the First
Amendment and the state obscenity laws.
Landmark decisions of this court and the United
States Supreme Court compel us to reject such an
effort.
A. The Statutory Language
The pandering statute under which defendant was
convicted provides in pertinent part: 'Any person
who: (a) procures another person for the purpose of
prostitution ... is guilty of pandering, a felony .... '
' P r o s t i t u t i o n ' is not defined in section 266i.
Rather, the definition of 'prostitution'derives from
section 647, subdivision (b): ''[ P] rostitution'
includes any lewd act between persons for money
or other consideration. '( Italics added.)
(1a) The People argue that the actors and actresses
in the film engaged in acts of prostitution i. e.,
sexual acts for money because they performed the
acts before the movie cameras 'for the money they
received. ' Thus, the People argue, defendant was
guilty of procuring the actors 'for the purpose of
prostitution. ' The People's syllogism is flawed in
significant regards.
First, the definition of 'prostitution' (and ultimately,
therefore, the definition of 'pandering')
depends on the definition of a 'lewd act. 'In Pryor v.
Municipal Court (1979) 25 Cal. 3d 238 [158
Cal. Rptr. 330, 599 P. 2d 636] this court construed
the term 'lewd conduct'for purposes of prosecution
under section 647, subdivision (a), proscribing
lewd or dissolute conduct in a public place, a provision
related to the prohibition against prostitution
contained in section 647, subdivision (b). In Pryor
we held that a 'lewd act' requires 'touching of the
genitals, buttocks, or female breast for the purpose
of sexual arousal, gratification, annoyance or
offense .... '( Italics added. Id., at p. 256.) The definition
of a 'lewd act' for purposes of section 647,
subdivision (b) evolved from Pryor and was applied
to 'prostitution' in People v. Hill (1980) 103
Cal. App. 3d 525, at pages 534535 [163 Cal. Rptr.
99] as follows: '[ F] or a 'lewd' or 'dissolute' act to
constitute 'prostitution, ' |